We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPLA
151
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$1.52M 0.09%
145,910
– –
SVOKU
152
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
$1.51M 0.09%
+146,000
New +$1.51M
BGX
153
Blackstone Long-Short Credit Income Fund
BGX
$138M
$1.49M 0.09%
+111,143
New +$1.46M
MIMO
154
DELISTED
Airspan Networks Holdings Inc
MIMO
$1.49M 0.09%
+148,595
New +$1.49M
KTF
155
DWS Municipal Income Trust
KTF
$353M
$1.46M 0.09%
125,699
– –
MUS
156
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.46M 0.09%
110,125
-6,828
-6% -$88.5K
FCRD
157
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$1.35M 0.08%
+370,706
New +$1.18M
KYN icon
158
Kayne Anderson Energy Infrastructure Fund
KYN
$2.48B
$1.33M 0.08%
+232,032
New +$1.24M
JSPR icon
159
Jasper Therapeutics
JSPR
$29.7M
$1.31M 0.08%
13,141
-6,201
-32% -$617K
ZGYH
160
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$1.31M 0.08%
132,011
-61,012
-32% -$605K
KWAC.U
161
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
$1.3M 0.08%
+125,000
New +$1.28M
BLUWU
162
DELISTED
Blue Water Acquisition Corp. Unit
BLUWU
$1.29M 0.08%
+125,000
New +$1.28M
OCA.U
163
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
$1.29M 0.08%
+125,000
New +$1.27M
CHY
164
Calamos Convertible and High Income Fund
CHY
$1.07B
$1.27M 0.08%
89,140
+36,133
+68% +$471K
RGT
165
Royce Global Value Trust
RGT
$101M
$1.27M 0.08%
94,973
-258,852
-73% -$3.56M
DDMXU
166
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
$1.26M 0.07%
+120,000
New +$1.25M
DSM
167
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$1.25M 0.07%
+158,533
New +$1.19M
HYB
168
DELISTED
New America High Income Fund, Inc.
HYB
$1.24M 0.07%
+142,962
New +$1.21M
JTA
169
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$1.24M 0.07%
+131,526
New +$1.14M
HYI
170
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$1.17M 0.07%
75,542
-60,755
-45% -$897K
ESSC
171
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$1.14M 0.07%
113,093
-51,907
-31% -$513K
SRTA
172
Strata Critical Medical Inc
SRTA
$533M
$1.11M 0.07%
100,000
– –
SPE
173
Special Opportunities Fund
SPE
$144M
$1.11M 0.07%
82,335
-90,551
-52% -$1.1M
TYG
174
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.1M 0.07%
+54,966
New +$999K
TEKKU
175
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
$1.07M 0.06%
+100,000
New +$1.03M
5 6
7
8 9

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.