RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RVT icon
151
Royce Value Trust
RVT
$1.95B
$1.78M 0.11%
140,940
-20,865
-13% -$264K
FGNA.U
152
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
$1.75M 0.11%
+175,000
New +$1.75M
TLI
153
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$1.71M 0.11%
+184,864
New +$1.71M
WIA
154
Western Asset Inflation-Linked Income Fund
WIA
$197M
$1.65M 0.1%
135,541
-320,320
-70% -$3.9M
UPH
155
DELISTED
UpHealth, Inc.
UPH
$1.65M 0.1%
+16,188
New +$1.65M
UK icon
156
Ucommune International
UK
$2.04M
$1.63M 0.1%
+667
New +$1.63M
ESSC
157
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$1.63M 0.1%
+165,000
New +$1.63M
FPL
158
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.61M 0.1%
447,285
+375,056
+519% +$1.35M
CTR
159
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$1.54M 0.1%
154,197
-63,660
-29% -$637K
MUS
160
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.51M 0.09%
116,953
-2,210
-2% -$28.5K
ITACU
161
DELISTED
Industrial Tech Acquisitions, Inc. Unit
ITACU
$1.5M 0.09%
+150,000
New +$1.5M
LATN
162
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.49M 0.09%
+150,000
New +$1.49M
RPLA
163
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$1.49M 0.09%
+145,910
New +$1.49M
SKLZ icon
164
Skillz
SKLZ
$114M
$1.46M 0.09%
+6,000
New +$1.46M
NVVE icon
165
Nuvve Holding Corp
NVVE
$4.58M
$1.45M 0.09%
+366
New +$1.45M
BXMX icon
166
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.49B
$1.42M 0.09%
+125,982
New +$1.42M
KTF
167
DWS Municipal Income Trust
KTF
$356M
$1.39M 0.09%
125,699
– –
ASTS icon
168
AST SpaceMobile
ASTS
$10.2B
$1.36M 0.08%
+134,999
New +$1.36M
EVY
169
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$1.31M 0.08%
102,186
+3,500
+4% +$44.8K
MP icon
170
MP Materials
MP
$11.2B
$1.29M 0.08%
+94,979
New +$1.29M
VINC
171
DELISTED
Vincerx Pharma, Inc. Common Stock
VINC
$1.24M 0.08%
+5,000
New +$1.24M
BGH
172
Barings Global Short Duration High Yield Fund
BGH
$333M
$1.22M 0.08%
91,188
-118,039
-56% -$1.57M
SFT
173
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$1.17M 0.07%
+9,879
New +$1.17M
QS icon
174
QuantumScape
QS
$5.04B
$1.16M 0.07%
+69,371
New +$1.16M
PRCH icon
175
Porch Group
PRCH
$1.96B
$1.08M 0.07%
+96,600
New +$1.08M
5 6
7
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