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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTAQU
126
DELISTED
Ventoux CCM Acquisition Corp. Unit
VTAQU
$1.96M 0.12%
+190,000
New +$1.95M
ME
127
DELISTED
23andMe Holding Co
ME
$1.94M 0.12%
+8,483
New +$1.9M
FST
128
DELISTED
FAST Acquisition Corp.
FST
$1.94M 0.11%
+188,972
New +$1.85M
PMO
129
Franklin Municipal Opportunities Trust
PMO
$285M
$1.92M 0.11%
140,289
-198,621
-59% -$2.63M
TMC icon
130
TMC The Metals Company
TMC
$1.97B
$1.91M 0.11%
177,169
-22,828
-11% -$233K
MCOM
131
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
$1.86M 0.11%
24
-11
-31% -$832K
LIVK
132
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
$1.84M 0.11%
181,810
-102,252
-36% -$1.02M
RCOR
133
DELISTED
Renovacor, Inc.
RCOR
$1.83M 0.11%
179,886
-42,614
-19% -$423K
BWACU
134
DELISTED
Better World Acquisition Corp. Unit
BWACU
$1.8M 0.11%
+162,690
New +$1.68M
VHAQ.U
135
DELISTED
Viveon Health Acquisition Corp. Units, each consisting of one share of common stock, one Warrant entitling the holder to purchase one-half of a share of common stock, and one right to receive one-twentieth of a share of common stock
VHAQ.U
$1.8M 0.11%
+175,000
New +$1.79M
ASAQ
136
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$1.76M 0.1%
+174,998
New +$1.71M
OPFI icon
137
OppFi
OPFI
$563M
$1.75M 0.1%
+171,892
New +$1.73M
BHSEU
138
DELISTED
Bull Horn Holdings Corp. Unit
BHSEU
$1.71M 0.1%
+150,000
New +$1.52M
JHB
139
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$1.67M 0.1%
+181,993
New +$1.66M
NOACU
140
DELISTED
Natural Order Acquisition Corp. Unit
NOACU
$1.63M 0.1%
+150,000
New +$1.6M
JFR icon
141
Nuveen Floating Rate Income Fund
JFR
$1.26B
$1.61M 0.1%
+184,645
New +$1.56M
PTK
142
DELISTED
PTK Acquisition Corp.
PTK
$1.61M 0.1%
+158,421
New +$1.57M
OTRAU
143
DELISTED
OTR Acquisition Corp. Unit
OTRAU
$1.57M 0.09%
+150,000
New +$1.53M
AGBA
144
DELISTED
AGBA Acquisition Ltd
AGBA
$1.57M 0.09%
149,298
-100,702
-40% -$1.06M
RA
145
Brookfield Real Assets Income Fund
RA
$706M
$1.57M 0.09%
+87,954
New +$1.51M
NYV
146
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$1.56M 0.09%
105,517
-35,550
-25% -$526K
LATN
147
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
$1.56M 0.09%
150,000
– –
BKSY icon
148
BlackSky Technology
BKSY
$1.22B
$1.54M 0.09%
18,443
-6,198
-25% -$504K
GLAQU
149
DELISTED
Globis Acquisition Corp. Unit
GLAQU
$1.54M 0.09%
+150,000
New +$1.55M
ITAC
150
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
$1.52M 0.09%
+150,000
New +$1.49M
4 5
6
7 8

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.