RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MVST icon
126
Microvast
MVST
$916M
$2.18M 0.13%
+213,743
New +$2.18M
JRO
127
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2.17M 0.13%
264,356
-142,468
-35% -$1.17M
EVN
128
Eaton Vance Municipal Income Trust
EVN
$437M
$2.1M 0.13%
164,030
-53,108
-24% -$680K
NYV
129
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$2.09M 0.13%
141,067
+4,470
+3% +$66.2K
MPV
130
Barings Participation Investors
MPV
$211M
$2.07M 0.13%
190,544
+162,303
+575% +$1.76M
PRPB.U
131
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$2.07M 0.13%
+200,000
New +$2.07M
SPE
132
Special Opportunities Fund
SPE
$169M
$2.05M 0.13%
165,157
-106,985
-39% -$1.33M
BCAT icon
133
BlackRock Capital Allocation Term Trust
BCAT
$1.59B
$2.05M 0.13%
+100,000
New +$2.05M
TMC icon
134
TMC The Metals Company
TMC
$2.1B
$2.04M 0.13%
+199,997
New +$2.04M
BFT.U
135
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
$2.04M 0.13%
+200,000
New +$2.04M
PTK.U
136
DELISTED
PTK Acquisition Corp. Units, each consisting of one share of Common Stock, and one Warrant to acquir
PTK.U
$2.04M 0.13%
+200,000
New +$2.04M
TRIT
137
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$2.03M 0.13%
+195,721
New +$2.03M
MAPS icon
138
WM Technology
MAPS
$135M
$2.03M 0.13%
+199,998
New +$2.03M
DNMR
139
DELISTED
Danimer Scientific, Inc.
DNMR
$2.02M 0.12%
+5,000
New +$2.02M
NHICU
140
DELISTED
NewHold Investment Corp. Unit
NHICU
$2.01M 0.12%
+200,000
New +$2.01M
BKSY icon
141
BlackSky Technology
BKSY
$617M
$2.01M 0.12%
+24,641
New +$2.01M
CLA.U
142
DELISTED
Colonnade Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one
CLA.U
$1.99M 0.12%
+200,000
New +$1.99M
ZEV
143
DELISTED
Lightning eMotors, Inc.
ZEV
$1.99M 0.12%
+10,000
New +$1.99M
CIIC
144
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$1.98M 0.12%
+197,304
New +$1.98M
CGRO
145
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$1.97M 0.12%
+199,999
New +$1.97M
BFLY icon
146
Butterfly Network
BFLY
$390M
$1.96M 0.12%
+199,997
New +$1.96M
JSPR icon
147
Jasper Therapeutics
JSPR
$41.6M
$1.92M 0.12%
+19,342
New +$1.92M
HYI
148
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$1.91M 0.12%
136,297
-6,185
-4% -$86.8K
ZGYH
149
DELISTED
Yunhong International Class A Ordinary Shares
ZGYH
$1.91M 0.12%
+193,023
New +$1.91M
FST.U
150
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
$1.88M 0.12%
+188,972
New +$1.88M
4 5
6
7 8