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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPK icon
101
HighPeak Energy
HPK
$910M
$1.94M 0.15%
+200,780
New +$1.94M
MXE
102
Mexico Equity and Income Fund
MXE
$59.6M
$1.94M 0.15%
187,268
+122,031
+187% +$1.27M
BIOX icon
103
Bioceres Crop Solutions
BIOX
$22M
$1.89M 0.15%
+195,006
New +$1.88M
LOR
104
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$1.89M 0.15%
181,977
+30,260
+20% +$337K
AIFA
105
All In FutureTech Alliance Inc
AIFA
$12.8M
$1.87M 0.15%
31,843
– –
HYMC icon
106
Hycroft Mining Holding Corp
HYMC
$2.47B
$1.84M 0.15%
+19,119
New +$1.84M
NRXP icon
107
NRX Pharmaceuticals
NRXP
$153M
$1.78M 0.14%
+18,008
New +$1.78M
CCT
108
DELISTED
Corporate Capital Trust, Inc.
CCT
$1.78M 0.14%
113,670
-338,871
-75% -$5.63M
DSU icon
109
BlackRock Debt Strategies Fund
DSU
$597M
$1.76M 0.14%
157,580
-978,174
-86% -$11.1M
NCA icon
110
Nuveen California Municipal Value Fund
NCA
$302M
$1.72M 0.14%
+181,586
New +$1.71M
FPF
111
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$1.7M 0.13%
+78,750
New +$1.75M
NBB icon
112
Nuveen Taxable Municipal Income Fund
NBB
$453M
$1.67M 0.13%
80,997
+50,754
+168% +$1.04M
EVM
113
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.58M 0.12%
+152,960
New +$1.58M
BGIO
114
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$1.58M 0.12%
+176,099
New +$1.63M
PCF
115
High Income Securities Fund
PCF
$99.9M
$1.57M 0.12%
168,707
-8,558
-5% -$78.9K
HOFV
116
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$1.55M 0.12%
+10,321
New +$1.55M
HFFG icon
117
HF Foods Group
HFFG
$83.4M
$1.52M 0.12%
150,000
– –
TBRGU
118
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$1.5M 0.12%
+150,000
New +$1.51M
USWS
119
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$1.48M 0.12%
7,143
– –
BBCP icon
120
Concrete Pumping Holdings
BBCP
$491M
$1.48M 0.12%
150,000
– –
SEGG
121
Sports Entertainment Gaming Global Corp
SEGG
$8.25M
$1.46M 0.12%
+107
New +$1.46M
ID
122
DELISTED
PARTS iD, Inc.
ID
$1.45M 0.11%
+150,299
New +$1.45M
MMT
123
Aberdeen Multi-Market Income Fund
MMT
$243M
$1.43M 0.11%
252,833
– –
BFZ
124
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$1.42M 0.11%
+108,896
New +$1.41M
MTEC
125
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$1.36M 0.11%
+139,229
New +$1.35M
3 4
5
6 7

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.