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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKP
76
DELISTED
Alliance Californa Muni Fd
AKP
$3.7M 0.29%
+281,354
New +$3.62M
PACK icon
77
Ranpak Holdings
PACK
$473M
$3.49M 0.27%
+359,396
New +$3.47M
OHAI
78
DELISTED
OHA Investment Corporation
OHAI
$3.25M 0.26%
2,132,087
-17,603
-0.8% -$26.2K
BTT icon
79
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$3.23M 0.25%
149,759
-141,654
-49% -$3.03M
TYG
80
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$3.19M 0.25%
29,849
-41,362
-58% -$4.61M
NRCG
81
DELISTED
NRC Group Holdings Corp.
NRCG
$3.15M 0.25%
310,904
– –
GAM
82
General American Investors Company
GAM
$1.61B
$3.06M 0.24%
89,020
-21,003
-19% -$720K
KXIN icon
83
Kaixin Holdings
KXIN
$8.76M
$2.97M 0.23%
1
– –
DDF
84
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$2.9M 0.23%
252,093
-524,515
-68% -$5.8M
NTC
85
DELISTED
Nuveen Connecticut Quality Municipal Income Fund
NTC
$2.84M 0.22%
+239,235
New +$2.8M
GUT
86
Gabelli Utility Trust
GUT
$559M
$2.73M 0.22%
476,157
+286,369
+151% +$1.65M
IFN
87
Aberdeen India Fund
IFN
$504M
$2.61M 0.21%
+107,450
New +$2.66M
NXG
88
NXG NextGen Infrastructure Income Fund
NXG
$337M
$2.55M 0.2%
35,207
+12,966
+58% +$905K
FAX
89
abrdn Asia-Pacific Income Fund
FAX
$600M
$2.41M 0.19%
93,005
-77,760
-46% -$2.11M
BFI
90
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$2.37M 0.19%
+244,677
New +$2.38M
GDX icon
91
VanEck Gold Miners ETF
GDX
$27.4B
$2.36M 0.19%
105,594
-30,000
-22% -$672K
MMDM
92
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.27M 0.18%
228,000
– –
GLQ
93
Clough Global Equity Fund
GLQ
$158M
$2.27M 0.18%
158,397
-352,363
-69% -$4.88M
BROGU
94
DELISTED
Twelve Seas Investment Company Units
BROGU
$2.26M 0.18%
+225,000
New +$2.27M
FRMM
95
Forum Markets
FRMM
$79.5M
$2.19M 0.17%
58
– –
LACQ
96
DELISTED
Leisure Acquisition Corp.
LACQ
$2.17M 0.17%
+225,156
New +$2.17M
HYAC
97
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
$2.14M 0.17%
+219,604
New +$2.13M
PHUN icon
98
Phunware
PHUN
$43.6M
$2.08M 0.16%
4,000
– –
FLC
99
Flaherty & Crumrine Total Return Fund
FLC
$175M
$2.07M 0.16%
106,151
+36,577
+53% +$710K
GDO
100
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$1.95M 0.15%
116,261
+54,848
+89% +$912K
2 3
4
5 6

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.