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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZF
51
DELISTED
Virtus Total Return Fund Inc.
ZF
$6.82M 0.54%
621,519
-294,853
-32% -$3.23M
MSF
52
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$6.6M 0.52%
406,186
+174,867
+76% +$3.02M
NIQ
53
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$6.56M 0.52%
522,097
+83,773
+19% +$1.05M
HIX
54
Western Asset High Income Fund II
HIX
$355M
$6.44M 0.51%
1,002,125
-206,395
-17% -$1.35M
MUI
55
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$6.36M 0.5%
481,578
+22,000
+5% +$288K
PXH icon
56
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.98B
$6.36M 0.5%
307,565
– –
NHS
57
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$6.06M 0.48%
559,900
+18,583
+3% +$204K
TY icon
58
TRI-Continental Corp
TY
$1.9B
$5.96M 0.47%
225,002
-72,936
-24% -$1.96M
BLW icon
59
BlackRock Limited Duration Income Trust
BLW
$493M
$5.82M 0.46%
391,655
+165,794
+73% +$2.48M
KMM
60
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$5.68M 0.45%
645,132
+21,953
+4% +$193K
CEF icon
61
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$5.48M 0.43%
437,244
-257,120
-37% -$3.4M
VEA icon
62
Vanguard FTSE Developed Markets ETF
VEA
$237B
$5.42M 0.43%
126,277
– –
MCR
63
DELISTED
MFS Charter Income Trust
MCR
$5.01M 0.39%
631,304
-111,747
-15% -$894K
SPE.PRB
64
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$4.88M 0.38%
191,280
– –
ACSF
65
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$4.62M 0.36%
375,674
+163,026
+77% +$1.93M
AGC
66
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$4.53M 0.36%
810,003
– –
AWF
67
AllianceBernstein Global High Income Fund
AWF
$872M
$4.41M 0.35%
382,331
+198,506
+108% +$2.32M
FIV
68
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$4.38M 0.35%
472,151
-881,682
-65% -$8.28M
AFB
69
AllianceBernstein National Municipal Income Fund
AFB
$317M
$4.37M 0.34%
346,084
+800
+0.2% +$10K
NID
70
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$4.24M 0.33%
341,046
+123,362
+57% +$1.53M
AVK
71
Advent Convertible and Income Fund
AVK
$563M
$4.17M 0.33%
280,423
-129,431
-32% -$1.93M
MCN
72
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$4.13M 0.33%
554,341
+116,631
+27% +$865K
LCM
73
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.95M 0.31%
510,904
– –
JEMD
74
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$3.9M 0.31%
446,647
-188,251
-30% -$1.68M
AVCT
75
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$3.86M 0.3%
26,000
– –
1 2
3
4 5

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.