RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$58.1M
Cap. Flow %
-4.57%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
USA icon
Liberty All-Star Equity Fund
USA
+$23.9M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$10.9M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BBDC icon
26
Barings BDC
BBDC
$995M
$15.9M 1.25%
+1,384,049
New +$15.9M
BIT icon
27
BlackRock Multi-Sector Income Trust
BIT
$600M
$15.1M 1.19%
885,394
+48,900
+6% +$836K
MZF
28
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$14.8M 1.16%
1,030,216
+80,297
+8% +$1.15M
NFJ
29
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.25B
$14.6M 1.15%
1,153,896
+5,878
+0.5% +$74.2K
ISD
30
PGIM High Yield Bond Fund
ISD
$482M
$14.4M 1.13%
1,026,024
-1,756
-0.2% -$24.6K
RA
31
Brookfield Real Assets Income Fund
RA
$739M
$13.6M 1.07%
597,078
-361,463
-38% -$8.21M
HYI
32
Western Asset High Yield Opportunity Fund Inc.
HYI
$273M
$13.3M 1.05%
910,427
-25,223
-3% -$368K
VWO icon
33
Vanguard FTSE Emerging Markets ETF
VWO
$100B
$12.9M 1.02%
306,859
+15,000
+5% +$633K
EDD
34
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$345M
$12.5M 0.99%
1,872,658
+171,386
+10% +$1.15M
CBH
35
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$11.5M 0.91%
1,243,096
-144,952
-10% -$1.34M
VLT icon
36
Invesco High Income Trust II
VLT
$72.8M
$11.5M 0.9%
849,343
+23,579
+3% +$318K
PRF icon
37
Invesco FTSE RAFI US 1000 ETF
PRF
$8.21B
$11.3M 0.89%
503,160
– –
JLS icon
38
Nuveen Mortgage and Income Fund
JLS
$104M
$10.3M 0.81%
439,820
+62,646
+17% +$1.47M
MSD
39
Morgan Stanley Emerging Markets Debt Fund
MSD
$152M
$10.3M 0.81%
1,179,724
+111,322
+10% +$974K
GARS
40
DELISTED
Garrison Capital Inc.
GARS
$10.2M 0.8%
1,251,570
-7,875
-0.6% -$64K
WIA
41
Western Asset Inflation-Linked Income Fund
WIA
$197M
$9.78M 0.77%
855,178
+25,000
+3% +$286K
FUND
42
Sprott Focus Trust
FUND
$248M
$9.22M 0.73%
1,178,558
+13,726
+1% +$107K
JMT
43
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
$9M 0.71%
396,311
+29,187
+8% +$663K
JGH icon
44
Nuveen Global High Income Fund
JGH
$314M
$8.85M 0.7%
573,221
+101,764
+22% +$1.57M
EGIF
45
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$8.23M 0.65%
535,344
+158,473
+42% +$2.44M
UTG icon
46
Reaves Utility Income Fund
UTG
$3.38B
$8.02M 0.63%
277,404
-218,138
-44% -$6.31M
NAC icon
47
Nuveen California Quality Municipal Income Fund
NAC
$1.67B
$7.98M 0.63%
+596,966
New +$7.98M
EAD
48
Allspring Income Opportunities Fund
EAD
$420M
$7.49M 0.59%
937,570
– –
ARDC
49
Are Dynamic Credit Allocation Fund
ARDC
$354M
$7.12M 0.56%
442,503
-147,257
-25% -$2.37M
EVF
50
Eaton Vance Senior Income Trust
EVF
$101M
$6.89M 0.54%
1,079,850
+90,952
+9% +$580K
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