RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
425
New
Increased
Reduced
Closed

Top Buys

1
+$16.2M
2
+$13.9M
3
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
+$33.2M
2
+$26M
3
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.87%
5 Healthcare 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
401
– –
-195,926
402
– –
-120,000
403
– –
-108,200
404
– –
-160,000
405
– –
-10
406
– –
-195,721
407
– –
-208,800
408
– –
-48,653
409
– –
-146,765
410
– –
-294,385
411
– –
-15,909
412
– –
-20,000
413
– –
-149,999
414
– –
-159,798
415
– –
-196,256
416
– –
-400,000
417
– –
-193,024
418
– –
-284,062
419
– –
-17,655
13 14 15 16
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