RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
+$1.62B
Cap. Flow
-$192M
Cap. Flow %
-11.91%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
44
Reduced
87
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ZGYHU
401
DELISTED
Yunhong International Unit
ZGYHU
– – -193,024 Closed -$1.94M
LIVKU
402
DELISTED
LIV Capital Acquisition Corp. Unit
LIVKU
– – -284,062 Closed -$2.91M
BKK
403
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
– – -17,655 Closed -$265K
RMG.U
404
DELISTED
RMG Acquisition Corp.
RMG.U
– – -75,000 Closed -$786K
LCAHU
405
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– – -244,829 Closed -$4.23M
LSACU
406
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
– – -100,000 Closed -$1.1M
PTACU
407
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– – -96,602 Closed -$1.02M
HYACU
408
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– – -96,904 Closed -$1.06M
PIC.U
409
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– – -192,495 Closed -$1.98M
HCACU
410
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
– – -195,926 Closed -$2.25M
SNAX
411
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– – -294,410 Closed -$3.02M
FREEW
412
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– – -48,739 Closed -$56K
CEM
413
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– – -408,236 Closed -$1.3M
HTY
414
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– – -58,151 Closed -$305K
BRLIU
415
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
– – -60,000 Closed -$602K
KCAC.U
416
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– – -80,000 Closed -$802K
FVAC.U
417
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
– – -108,200 Closed -$1.11M
ORSNU
418
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
– – -160,000 Closed -$1.61M
CFFAU
419
DELISTED
CF Finance Acquisition Corp. Unit
CFFAU
– – -10 Closed –
13 14 15 16
17