RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
497
New
Increased
Reduced
Closed

Top Buys

1
+$35.7M
2
+$26.9M
3
+$20.7M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$16.6M

Top Sells

1
+$53.9M
2
+$28.4M
3
+$20.7M
4
PHD
Pioneer Floating Rate Fund
PHD
+$14.7M
5
BFZ icon
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

1 Financials 11.18%
2 Technology 0.74%
3 Healthcare 0.69%
4 Consumer Discretionary 0.62%
5 Industrials 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
376
– –
-70,000
377
– –
-892,085
378
– –
-17,815
379
– –
-96,902
380
– –
-73,609
381
– –
-49,998
382
– –
-24,999
383
– –
-100,000
384
– –
-260,895
385
– –
-1,097,977
386
– –
-4,430,757
387
– –
-141,461
388
– –
-150,000
389
– –
-99,999
390
– –
-199,998
391
– –
-94
392
– –
-32,852
393
– –
-94,979
394
– –
-637,852
395
– –
-283,888
396
– –
-213,743
397
– –
-213,743
398
– –
-619,114
399
– –
-118,662
400
– –
-366
14 15
16
17 18