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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-8.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$480M
Cap. Flow
+$604M
Cap. Flow %
36.01%
Top 10 Hldgs %
26.1%
Holding
319
New
106
Increased
77
Reduced
26
Closed
27

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$31.7M
2
FSK icon
FS KKR Capital
FSK
+$31.6M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$19.7M
4
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$19.7M
5
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.2M

Top Sells

Rank Stock Value
1
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$10.1M
4
WIA
Western Asset Inflation-Linked Income Fund
WIA
+$8.39M
5
KMM
Deutsche Multi-Market Incm Trust
KMM
+$5.79M

Sector Composition

Rank Sector Weight
1 Financials 4.29%
2 Consumer Discretionary 0.85%
3 Healthcare 0.47%
4 Technology 0.46%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIA
301
Western Asset Inflation-Linked Income Fund
WIA
$186M
– –
-745,377
Closed -$8.39M
USWS
302
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-7,143
Closed -$1.5M
NRCG
303
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-310,904
Closed -$3.17M
GTYH
304
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-80,001
Closed -$811K
STLRW
305
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
– –
-200,000
Closed -$27K
DOTA
306
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
– –
-120,000
Closed -$1.22M
DOTAW
307
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
– –
-60,000
Closed -$35K
CCT
308
DELISTED
Corporate Capital Trust, Inc.
CCT
– –
-19,566
Closed -$299K
DOTAR
309
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
– –
-120,000
Closed -$61K
MIW
310
DELISTED
Eaton Vance Michigan Municipal Bond Fund
MIW
– –
-44,747
Closed -$562K
INDUW
311
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-150,000
Closed -$150K
IAMXW
312
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
– –
-150,000
Closed -$53K
MPACW
313
DELISTED
Matlin & Partners Acquisition Corporation
MPACW
– –
-150,000
Closed -$113K
KST
314
DELISTED
Deutsche Strategic Income Trust
KST
– –
-17,460
Closed -$219K
HCAC.WS
315
DELISTED
Hennessy Capital Acquisition Corp. III
HCAC.WS
– –
-168,750
Closed -$253K
KMM
316
DELISTED
Deutsche Multi-Market Incm Trust
KMM
– –
-645,132
Closed -$5.79M
MAB
317
DELISTED
Eaton Vance Massachusetts Municipal Bond Fund
MAB
– –
-10,225
Closed -$127K
EIA
318
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
– –
-68,759
Closed -$704K
EMI
319
DELISTED
Eaton Vance Michigan Municipal Income Trust
EMI
– –
-31,810
Closed -$395K
9 10 11 12
13

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Rivernorth Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Rivernorth Capital Management held 319 positions worth $1.68B, up 40% from $1.2B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rivernorth Capital Management deployed $604M of net new capital in Q4 2018, opening 106 new positions and adding to 77 existing holdings. Its largest new stake was FS KKR Capital: 1,270,668 shares worth $27.1M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 2.3% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $14.3M trimmed.

  • Rivernorth Capital Management's largest Q4 2018 buy was FS KKR Capital: 1,270,668 shares worth $27.1M.
  • Rivernorth Capital Management added most to Nuveen Quality Municipal Income Fund in Q4 2018, an estimated $31.7M increase.
  • Rivernorth Capital Management's biggest Q4 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.3M.
  • Rivernorth Capital Management fully exited abrdn Total Dynamic Dividend Fund in Q4 2018, selling an estimated $25.2M.
  • Rivernorth Capital Management's ten largest holdings make up 26% of its $1.68B portfolio in Q4 2018.
  • Rivernorth Capital Management opened 106 new positions and closed 27 in Q4 2018.
  • Rivernorth Capital Management's portfolio value rose 40% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2018, filed 14 Feb 2019.