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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVOXW
276
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$148K 0.01%
97,720
– –
GLS
277
DELISTED
Gelesis Holdings, Inc.
GLS
$148K 0.01%
+14,534
New +$143K
MSPRZ
278
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$146K 0.01%
+124,999
New +$114K
LFLYW
279
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$144K 0.01%
143,771
-50,822
-26% -$41K
LATNW
280
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$143K 0.01%
150,000
– –
SEAH.WS
281
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$142K 0.01%
+104,999
New +$137K
CAPAU
282
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
$135K 0.01%
13,100
-36,900
-74% -$375K
RPLA.WS
283
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$135K 0.01%
72,955
– –
MEUSW
284
DELISTED
23andMe Holding Co Warrant
MEUSW
$133K 0.01%
+50,353
New +$120K
MCOMW
285
DELISTED
micromobility.com Inc. Warrant
MCOMW
$131K 0.01%
179,796
-84,946
-32% -$45.9K
OBIO icon
286
Orchestra BioMed
OBIO
$264M
$128K 0.01%
10,000
– –
LIVKW
287
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$127K 0.01%
181,810
-102,252
-36% -$59.7K
APSG.WS
288
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$125K 0.01%
+66,666
New +$105K
FGNA.WS
289
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
$125K 0.01%
+85,946
New +$85.7K
ALUS.WS
290
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
$125K 0.01%
101,500
-43,837
-30% -$36.8K
AJAX.U
291
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
$124K 0.01%
+10,000
New +$110K
ASLEW
292
DELISTED
AerSale Corp Warrants
ASLEW
$117K 0.01%
62,824
-10,785
-15% -$7.27K
BROGW
293
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$114K 0.01%
184,631
-18,561
-9% -$10K
ALACR
294
DELISTED
Alberton Acquisition Corp Rights
ALACR
$113K 0.01%
152,955
-41,641
-21% -$15.5K
LOACR
295
DELISTED
Longevity Acquisition Corporation Right
LOACR
$113K 0.01%
98,900
-1,100
-1% -$895
LCIDW
296
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$108K 0.01%
+70,998
New +$86.7K
SFTW.WS
297
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$108K 0.01%
73,773
-24,790
-25% -$32.2K
VIIAU
298
DELISTED
7GC & Co Holdings Unit
VIIAU
$106K 0.01%
+10,000
New +$104K
ALTUU
299
DELISTED
Altitude Acquisition Corp Unit
ALTUU
$104K 0.01%
+10,000
New +$103K
GFX.U
300
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$104K 0.01%
+10,000
New +$104K
10 11
12
13 14

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.