RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$22M
AUM Growth
+$19.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
291
New
Increased
Reduced
Closed

Top Buys

1
+$4.36M
2
+$4.02M
3
+$2.24M
4
SSPKU
Silver Spike Acquisition Corp. Units
SSPKU
+$2.02M
5
NFINU
Netfin Acquisition Corp. Unit
NFINU
+$2.02M

Top Sells

1
+$16.9K
2
+$10.3K
3
+$10.3K
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$8.43K
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$8.15K

Sector Composition

1 Financials 0.2%
2 Consumer Discretionary 0.03%
3 Communication Services 0.03%
4 Healthcare 0.03%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$23 ﹤0.01%
150,000
252
$23 ﹤0.01%
100,000
253
$21 ﹤0.01%
230,000
254
$20 ﹤0.01%
118,000
255
$20 ﹤0.01%
16,665
256
$15 ﹤0.01%
75,000
257
– –
-191,057
258
– –
-58,214
259
– –
-42,316
260
– –
-22,376
261
– –
-150,000
262
– –
-127,564
263
– –
-96,089
264
– –
-40,795
265
– –
-48,610
266
– –
-100,000
267
– –
-300,000
268
– –
-150,000
269
– –
-288,140
270
– –
-335,552
271
– –
-145,889
272
– –
-85,390
273
– –
-240,000
274
– –
-96,399
275
– –
-71,794
8 9 10
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