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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNP icon
226
Cohen & Steers REIT and Preferred and Income Fund
RNP
$983M
– –
-10,266
Closed -$192K
RVT icon
227
Royce Value Trust
RVT
$2.3B
– –
-79,861
Closed -$1.24M
TCPC icon
228
BlackRock TCP Capital
TCPC
$333M
– –
-44,651
Closed -$635K
NESR
229
National Energy Services Reunited Corp
NESR
$3.33B
– –
-230,000
Closed -$2.28M
AIF
230
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-96,249
Closed -$1.51M
NTG
231
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-11,069
Closed -$1.77M
EFL
232
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-327,258
Closed -$3.05M
PCI
233
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-81,175
Closed -$1.86M
OPESU
234
DELISTED
Opes Acquisition Corp. Unit
OPESU
– –
-250,000
Closed -$2.51M
ROSEW
235
DELISTED
Rosehill Resources Inc.
ROSEW
– –
-119,700
Closed -$99K
MUDSU
236
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
– –
-200,000
Closed -$2.04M
LTN.U
237
DELISTED
Union Acquisition Corp.
LTN.U
– –
-200,000
Closed -$2.05M
MSP
238
DELISTED
Madison Strategic Sector
MSP
– –
-20,427
Closed -$229K
CVONW
239
DELISTED
ConvergeOne Holdings, Inc. Warrant
CVONW
– –
-100,000
Closed -$119K
ICB
240
DELISTED
Morgan Stanley Income Sec. Inc
ICB
– –
-246,874
Closed -$4.65M
IF
241
DELISTED
Aberdeen Indonesia Fund
IF
– –
-13,300
Closed -$97K
TIBRU
242
DELISTED
Tiberius Acquisition Corporation Units
TIBRU
– –
-125,000
Closed -$1.26M
6 7 8 9
10

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.