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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANIP icon
201
ANI Pharmaceuticals
ANIP
$1.77B
$514K 0.1%
7,059
-400
-5% -$29.9K
HPI
202
John Hancock Preferred Income Fund
HPI
$428M
$514K 0.1%
21,298
– –
NFLX icon
203
Netflix
NFLX
$292B
$512K 0.1%
19,140
+1,810
+10% +$56.6K
BMO icon
204
Bank of Montreal
BMO
$125B
$507K 0.09%
6,875
– –
IQ icon
205
iQIYI
IQ
$1.18B
$504K 0.09%
31,258
+1,550
+5% +$28.5K
FTF
206
Franklin Limited Duration Income Trust
FTF
$233M
$501K 0.09%
53,850
– –
OMER icon
207
Omeros
OMER
$709M
$496K 0.09%
30,345
-400
-1% -$6.86K
WMT icon
208
Walmart Inc
WMT
$871B
$493K 0.09%
12,456
+1,473
+13% +$55.6K
IWC icon
209
iShares Micro-Cap ETF
IWC
$1.43B
$485K 0.09%
5,499
+375
+7% +$33.7K
COP icon
210
ConocoPhillips
COP
$147B
$484K 0.09%
8,487
+777
+10% +$44.2K
CRM icon
211
Salesforce
CRM
$134B
$484K 0.09%
3,263
+381
+13% +$57.9K
O icon
212
Realty Income
O
$61.2B
$483K 0.09%
6,505
+74
+1% +$5.19K
SCHX icon
213
Schwab US Large- Cap ETF
SCHX
$70.9B
$480K 0.09%
+40,614
New +$479K
MFA
214
MFA Financial
MFA
$929M
$477K 0.09%
16,194
– –
VXUS icon
215
Vanguard Total International Stock ETF
VXUS
$153B
$477K 0.09%
9,239
+2,031
+28% +$105K
RTX icon
216
RTX Corp
RTX
$287B
$466K 0.09%
5,420
+73
+1% +$6.06K
MQT
217
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$464K 0.09%
35,800
– –
SHOP icon
218
Shopify
SHOP
$148B
$463K 0.09%
14,850
+60
+0.4% +$2.05K
QDF icon
219
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$462K 0.09%
10,168
– –
VTIP icon
220
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$453K 0.08%
9,238
+2,041
+28% +$101K
AVGO icon
221
Broadcom
AVGO
$1.82T
$445K 0.08%
16,110
+630
+4% +$17.9K
DIA icon
222
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$445K 0.08%
1,652
+593
+56% +$158K
DOW icon
223
Dow Inc
DOW
$21.6B
$445K 0.08%
9,331
+513
+6% +$24K
MUI
224
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$440K 0.08%
31,000
– –
IXJ icon
225
iShares Global Healthcare ETF
IXJ
$4.11B
$438K 0.08%
7,178
-400
-5% -$24.5K
7 8
9
10 11

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CAM
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BGM
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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.