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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
201
Vanguard Total International Stock ETF
VXUS
$153B
$376K 0.1%
7,970
+3,065
+62% +$153K
MOS icon
202
The Mosaic Company
MOS
$7.09B
$375K 0.1%
+12,842
New +$423K
WMT icon
203
Walmart Inc
WMT
$871B
$374K 0.1%
12,030
-4,830
-29% -$155K
EFX icon
204
Equifax
EFX
$20.3B
$373K 0.1%
4,000
– –
IXUS icon
205
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$370K 0.1%
7,052
-1,087
-13% -$60.3K
COP icon
206
ConocoPhillips
COP
$147B
$366K 0.09%
5,874
+1,010
+21% +$68.7K
NTR icon
207
Nutrien
NTR
$32.7B
$364K 0.09%
7,752
-663
-8% -$34.6K
ABT icon
208
Abbott
ABT
$180B
$362K 0.09%
5,003
– –
ANIP icon
209
ANI Pharmaceuticals
ANIP
$1.77B
$362K 0.09%
8,039
+5
+0.1% +$262
CRM icon
210
Salesforce
CRM
$134B
$361K 0.09%
2,632
-173
-6% -$23.8K
IVOG icon
211
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$360K 0.09%
6,102
-3,674
-38% -$239K
OMER icon
212
Omeros
OMER
$709M
$358K 0.09%
32,136
+1,168
+4% +$16.4K
RTX icon
213
RTX Corp
RTX
$287B
$357K 0.09%
5,328
+623
+13% +$48.9K
KEM
214
DELISTED
KEMET Corporation
KEM
$357K 0.09%
20,374
+5
+0% +$94
EMR icon
215
Emerson Electric
EMR
$82.9B
$353K 0.09%
5,904
– –
ENLK
216
DELISTED
EnLink Midstream Partners, LP
ENLK
$353K 0.09%
+32,050
New +$473K
IEFA icon
217
iShares Core MSCI EAFE ETF
IEFA
$186B
$352K 0.09%
+6,401
New +$375K
SCZ icon
218
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$352K 0.09%
6,798
+1,100
+19% +$61.6K
MO icon
219
Altria Group
MO
$122B
$345K 0.09%
6,995
-19
-0.3% -$1.1K
C icon
220
Citigroup
C
$222B
$342K 0.09%
6,579
-1,470
-18% -$93.1K
KO icon
221
Coca-Cola
KO
$354B
$341K 0.09%
7,196
-696
-9% -$33.3K
DSL
222
DoubleLine Income Solutions Fund
DSL
$1.21B
$339K 0.09%
19,575
+141
+0.7% +$2.62K
PARA
223
DELISTED
Paramount Global Class B
PARA
$336K 0.09%
7,675
+640
+9% +$34K
WELL icon
224
Welltower
WELL
$178B
$336K 0.09%
4,840
– –
MNE
225
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$336K 0.09%
27,000
-13,300
-33% -$163K
7 8
9
10 11

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.