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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCL
201
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$317K 0.1%
+7,025
New +$306K
BKD icon
202
Brookdale Senior Living
BKD
$3.57B
$314K 0.1%
9,404
+48
+0.5% +$1.56K
VNR
203
DELISTED
Vanguard Natural Resources, LLC
VNR
$308K 0.1%
9,565
+836
+10% +$25.6K
GIS icon
204
General Mills
GIS
$20.1B
$305K 0.09%
+5,798
New +$309K
KMI icon
205
Kinder Morgan
KMI
$72.5B
$305K 0.09%
8,401
-410
-5% -$13.8K
PTY icon
206
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$301K 0.09%
15,942
-698
-4% -$12.9K
MDT icon
207
Medtronic
MDT
$107B
$297K 0.09%
4,662
+203
+5% +$12.3K
FE icon
208
FirstEnergy
FE
$28.1B
$296K 0.09%
+8,513
New +$286K
MU icon
209
Micron Technology
MU
$977B
$293K 0.09%
8,902
-2,513
-22% -$68.5K
ASP
210
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$293K 0.09%
28,533
+3,750
+15% +$37.7K
SPE
211
Special Opportunities Fund
SPE
$144M
$290K 0.09%
18,182
– –
IXJ icon
212
iShares Global Healthcare ETF
IXJ
$4.03B
$289K 0.09%
6,136
-220
-3% -$10.1K
MDY icon
213
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$286K 0.09%
1,099
+118
+12% +$29.5K
PEP icon
214
PepsiCo
PEP
$185B
$285K 0.09%
3,191
-100
-3% -$8.63K
BRCM
215
DELISTED
BROADCOM CORP CL-A
BRCM
$285K 0.09%
7,676
-1,378
-15% -$45.2K
PARA
216
DELISTED
Paramount Global Class B
PARA
$282K 0.09%
4,538
-25
-0.5% -$1.49K
EPD icon
217
Enterprise Products Partners
EPD
$83.9B
$279K 0.09%
7,128
-336
-5% -$12.4K
SNY icon
218
Sanofi
SNY
$105B
$275K 0.09%
5,167
-88
-2% -$4.67K
LUV icon
219
Southwest Airlines
LUV
$23.6B
$272K 0.08%
10,129
-1,395
-12% -$35.2K
SBI
220
Western Asset Intermediate Muni Fund
SBI
$110M
$271K 0.08%
27,769
-450
-2% -$4.33K
HYG icon
221
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$270K 0.08%
2,835
-24
-0.8% -$2.27K
STJ
222
DELISTED
St Jude Medical
STJ
$269K 0.08%
3,884
-226
-5% -$14.7K
CMS icon
223
CMS Energy
CMS
$22.5B
$268K 0.08%
8,612
-550
-6% -$16.4K
KYN icon
224
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
$268K 0.08%
6,797
-298
-4% -$11.1K
TSI
225
TCW Strategic Income Fund
TSI
$215M
$266K 0.08%
48,169
+15,447
+47% +$85K
7 8
9
10 11

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NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.