NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+10.02%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$603M
AUM Growth
-$111M
Cap. Flow
-$161M
Cap. Flow %
-26.65%
Top 10 Hldgs %
33.62%
Holding
443
New
23
Increased
70
Reduced
122
Closed
198

Top Buys

1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$4.01M
2
SHOP icon
Shopify
SHOP
$3.72M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$3.37M
4
MOS icon
The Mosaic Company
MOS
$3.11M
5
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
$2.78M

Top Sells

1
AAPL icon
Apple
AAPL
$27.1M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$7.62M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
$5.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$4.56M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
$3.63M

Sector Composition

1 Technology 19.02%
2 Consumer Discretionary 6.05%
3 Industrials 4.86%
4 Financials 4.13%
5 Healthcare 3.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KEY icon
176
KeyCorp
KEY
$21B
$423K 0.07%
35,475
-461
-1% -$5.5K
NVG icon
177
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.6B
$406K 0.07%
25,941
-25,382
-49% -$397K
SPHQ icon
178
Invesco S&P 500 Quality ETF
SPHQ
$15.2B
$403K 0.07%
10,430
+280
+3% +$10.8K
IVZ icon
179
Invesco
IVZ
$9.81B
$389K 0.06%
34,050
+2,838
+9% +$32.4K
BP icon
180
BP
BP
$87.3B
$388K 0.06%
22,239
-18,871
-46% -$329K
HPI
181
John Hancock Preferred Income Fund
HPI
$442M
$385K 0.06%
20,448
– –
SNLN
182
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$385K 0.06%
24,475
-4,000
-14% -$62.9K
FTF
183
Franklin Limited Duration Income Trust
FTF
$260M
$366K 0.06%
42,877
– –
RDS.A
184
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$360K 0.06%
14,299
-641
-4% -$16.1K
OMP
185
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$358K 0.06%
57,772
-23,862
-29% -$148K
GE icon
186
GE Aerospace
GE
$293B
$351K 0.06%
11,297
-1,292
-10% -$40.1K
KG
187
Kestrel Group, Ltd.
KG
$199M
$350K 0.06%
14,362
-500
-3% -$12.2K
NZF icon
188
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$314K 0.05%
21,349
– –
NBH
189
Neuberger Berman Municipal Fund
NBH
$302M
$312K 0.05%
20,266
-38,249
-65% -$589K
SHYD icon
190
VanEck Short High Yield Muni ETF
SHYD
$348M
$306K 0.05%
+12,570
New +$306K
STNG icon
191
Scorpio Tankers
STNG
$2.99B
$305K 0.05%
+27,581
New +$305K
ANH
192
DELISTED
Anworth Mortgage Asset Corporation
ANH
$302K 0.05%
184,309
-38,582
-17% -$63.2K
SBS icon
193
Sabesp
SBS
$15.9B
$300K 0.05%
36,180
-755
-2% -$6.26K
KMI icon
194
Kinder Morgan
KMI
$58.8B
$293K 0.05%
23,771
+6,866
+41% +$84.6K
ENBL
195
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$289K 0.05%
69,800
-3,950
-5% -$16.4K
WKHS icon
196
Workhorse Group
WKHS
$18.4M
$278K 0.05%
+44
New +$278K
CHI
197
Calamos Convertible Opportunities and Income Fund
CHI
$819M
$263K 0.04%
23,910
– –
TSI
198
TCW Strategic Income Fund
TSI
$238M
$262K 0.04%
46,650
-115
-0.2% -$646
OMER icon
199
Omeros
OMER
$287M
$261K 0.04%
25,795
-1,350
-5% -$13.7K
TEVA icon
200
Teva Pharmaceuticals
TEVA
$22.1B
$257K 0.04%
28,552
-146
-0.5% -$1.31K
6 7
8
9 10