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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
176
Citigroup
C
$222B
$597K 0.11%
8,646
-66
-0.8% -$4.49K
ETN icon
177
Eaton
ETN
$157B
$590K 0.11%
7,098
-625
-8% -$50.6K
EQM
178
DELISTED
EQM Midstream Partners, LP
EQM
$587K 0.11%
17,952
+3,059
+21% +$107K
BMY icon
179
Bristol-Myers Squibb
BMY
$127B
$585K 0.11%
11,542
-573
-5% -$26.9K
HASI icon
180
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$584K 0.11%
20,036
-732
-4% -$20.4K
GBIL icon
181
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$569K 0.11%
+5,667
New +$568K
SRC
182
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$567K 0.11%
11,846
+326
+3% +$14.9K
BIP icon
183
Brookfield Infrastructure Partners
BIP
$18.8B
$565K 0.11%
19,135
– –
IGSB icon
184
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$565K 0.11%
+10,534
New +$564K
KEY icon
185
KeyCorp
KEY
$24.3B
$565K 0.11%
31,674
+700
+2% +$12.1K
EFX icon
186
Equifax
EFX
$20.3B
$563K 0.11%
4,000
– –
AMAT icon
187
Applied Materials
AMAT
$426B
$560K 0.1%
+11,213
New +$541K
IWB icon
188
iShares Russell 1000 ETF
IWB
$47.7B
$555K 0.1%
3,375
-721
-18% -$118K
MPLX icon
189
MPLX
MPLX
$59.5B
$555K 0.1%
19,827
+7,932
+67% +$232K
CASY icon
190
Casey's General Stores
CASY
$31.9B
$546K 0.1%
3,388
-183
-5% -$30.1K
LIN icon
191
Linde
LIN
$237B
$542K 0.1%
2,797
+20
+0.7% +$3.88K
ADP icon
192
Automatic Data Processing
ADP
$100B
$541K 0.1%
3,351
+313
+10% +$51.7K
SBS icon
193
Sabesp
SBS
$19.7B
$540K 0.1%
234,287
-10,313
-4% -$26K
XPH icon
194
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$537K 0.1%
15,095
-1,909
-11% -$71K
TSM icon
195
TSMC
TSM
$2.09T
$532K 0.1%
+11,455
New +$489K
IYW icon
196
iShares US Technology ETF
IYW
$23.7B
$528K 0.1%
10,348
-988
-9% -$50.2K
NAD icon
197
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$523K 0.1%
36,429
-1,028
-3% -$14.7K
VOE icon
198
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$516K 0.1%
4,566
+38
+0.8% +$4.22K
CSX icon
199
CSX Corp
CSX
$98.6B
$515K 0.1%
22,305
+54
+0.2% +$1.26K
GE icon
200
GE Aerospace
GE
$367B
$515K 0.1%
11,566
+1,474
+15% +$69.3K
6 7
8
9 10

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.