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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
176
Royal Bank of Canada
RY
$291B
$447K 0.11%
6,521
+850
+15% +$62K
MFA
177
MFA Financial
MFA
$929M
$440K 0.11%
16,481
-275
-2% -$7.72K
KEY icon
178
KeyCorp
KEY
$24.3B
$437K 0.11%
29,546
-194
-0.7% -$3.42K
LIN icon
179
Linde
LIN
$237B
$436K 0.11%
+2,794
New +$442K
GGN
180
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$432K 0.11%
116,709
-7,455
-6% -$30.9K
SCHP icon
181
Schwab US TIPS ETF
SCHP
$16.3B
$421K 0.11%
15,804
-3,266
-17% -$86.9K
SO icon
182
Southern Company
SO
$110B
$419K 0.11%
9,547
-335
-3% -$15.2K
SBS icon
183
Sabesp
SBS
$19.7B
$415K 0.11%
265,226
– –
HASI icon
184
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$410K 0.11%
21,525
-10
-0% -$216
MQT
185
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$409K 0.11%
35,800
– –
NFLX icon
186
Netflix
NFLX
$292B
$408K 0.1%
15,240
-1,560
-9% -$46.7K
PAG icon
187
Penske Automotive Group
PAG
$14.3B
$408K 0.1%
10,124
+7
+0.1% +$303
ACN icon
188
Accenture
ACN
$89.9B
$407K 0.1%
+2,888
New +$457K
QDF icon
189
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$405K 0.1%
10,163
+30
+0.3% +$1.32K
COLB icon
190
Columbia Banking Systems
COLB
$8.81B
$404K 0.1%
11,134
+8
+0.1% +$300
JWN
191
DELISTED
Nordstrom
JWN
$402K 0.1%
8,621
+563
+7% +$31.8K
HPI
192
John Hancock Preferred Income Fund
HPI
$428M
$401K 0.1%
21,298
– –
ADP icon
193
Automatic Data Processing
ADP
$100B
$398K 0.1%
+3,038
New +$429K
GE icon
194
GE Aerospace
GE
$367B
$392K 0.1%
10,807
-194
-2% -$8.76K
MUI
195
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$392K 0.1%
31,000
-5,200
-14% -$65.5K
BIP icon
196
Brookfield Infrastructure Partners
BIP
$18.8B
$388K 0.1%
+18,883
New +$431K
LLY icon
197
Eli Lilly
LLY
$1.07T
$385K 0.1%
+3,331
New +$372K
HCR
198
DELISTED
Hi-Crush Inc. Common Stock
HCR
$380K 0.1%
106,143
+17,479
+20% +$121K
HSBC icon
199
HSBC
HSBC
$355B
$378K 0.1%
9,525
+2,051
+27% +$82.1K
IWC icon
200
iShares Micro-Cap ETF
IWC
$1.43B
$378K 0.1%
4,580
+619
+16% +$57.5K
6 7
8
9 10

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.