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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$396M
AUM Growth
+$971K
Cap. Flow
+$7.15M
Cap. Flow %
1.81%
Top 10 Hldgs %
24.4%
Holding
364
New
41
Increased
115
Reduced
156
Closed
22

Top Buys

Rank Stock Value
1
CNXM
CNX Midstream Partners LP
CNXM
+$1.23M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.2M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.12M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$925K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$830K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$871K
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$788K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$755K
4
META icon
Meta Platforms (Facebook)
META
+$747K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$673K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Financials 6.75%
3 Industrials 5.43%
4 Consumer Discretionary 4.4%
5 Healthcare 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFA
176
MFA Financial
MFA
$929M
$505K 0.13%
16,756
– –
TSLA icon
177
Tesla
TSLA
$1.24T
$496K 0.13%
27,960
-1,665
-6% -$36.6K
NRK icon
178
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$492K 0.12%
40,488
-12,079
-23% -$150K
NAD icon
179
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$483K 0.12%
36,757
-11,443
-24% -$153K
MUI
180
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$475K 0.12%
36,200
– –
EFX icon
181
Equifax
EFX
$20.3B
$471K 0.12%
4,000
– –
NKE icon
182
Nike
NKE
$61.9B
$470K 0.12%
7,078
-1,145
-14% -$75.6K
COLB icon
183
Columbia Banking Systems
COLB
$8.81B
$466K 0.12%
11,119
+127
+1% +$5.51K
F icon
184
Ford
F
$57.3B
$463K 0.12%
41,821
-6,874
-14% -$77.5K
OMER icon
185
Omeros
OMER
$709M
$461K 0.12%
41,261
-2,868
-6% -$40.3K
HASI icon
186
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$459K 0.12%
23,532
+3,390
+17% +$69.1K
VWOB icon
187
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$459K 0.12%
5,848
+200
+4% +$15.8K
GOF icon
188
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$446K 0.11%
+21,974
New +$453K
SFL icon
189
SFL Corp
SFL
$1.59B
$446K 0.11%
31,177
-165
-0.5% -$2.47K
FNCL icon
190
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$444K 0.11%
+10,985
New +$461K
QDF icon
191
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$443K 0.11%
10,126
+3,027
+43% +$137K
MNE
192
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$442K 0.11%
34,300
– –
SO icon
193
Southern Company
SO
$110B
$441K 0.11%
9,879
+1,373
+16% +$61K
HPI
194
John Hancock Preferred Income Fund
HPI
$428M
$436K 0.11%
21,298
-544
-2% -$11.2K
ARCC icon
195
Ares Capital
ARCC
$13.5B
$435K 0.11%
27,407
+5,398
+25% +$85.5K
SLYV icon
196
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$435K 0.11%
7,038
+736
+12% +$46.3K
HYG icon
197
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$433K 0.11%
5,053
+1,860
+58% +$161K
IEFA icon
198
iShares Core MSCI EAFE ETF
IEFA
$186B
$433K 0.11%
6,569
+796
+14% +$53.5K
EMR icon
199
Emerson Electric
EMR
$82.9B
$427K 0.11%
6,248
+90
+1% +$6.41K
FDX icon
200
FedEx
FDX
$74.5B
$427K 0.11%
1,778
-86
-5% -$21.7K
6 7
8
9 10

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NWAM LLC's Q1 2018 Portfolio in Review

As of Q1 2018, NWAM LLC held 364 positions worth $396M, up 0.25% from $395M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2018 filing shows 41 new, 115 increased, 156 reduced and 22 closed positions. Its largest new stake was CNX Midstream Partners LP: 64,773 shares worth $1.19M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $871K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2018 buy was CNX Midstream Partners LP: 64,773 shares worth $1.19M.
  • NWAM LLC added most to AdvisorShares Dorsey Wright ADR ETF in Q1 2018, an estimated $1.2M increase.
  • NWAM LLC's biggest Q1 2018 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $871K.
  • NWAM LLC fully exited Waste Management in Q1 2018, selling an estimated $433K.
  • NWAM LLC's ten largest holdings make up 24% of its $396M portfolio in Q1 2018.
  • NWAM LLC opened 41 new positions and closed 22 in Q1 2018.
  • NWAM LLC's portfolio value rose 0.25% quarter-over-quarter to $396M.

Based on NWAM LLC's 13F filing for Q1 2018, filed 16 Apr 2018.