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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNE
176
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$378K 0.12%
+27,000
New +$374K
CVC
177
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$376K 0.12%
21,281
-984
-4% -$16.8K
MLCO icon
178
Melco Resorts & Entertainment
MLCO
$2.13B
$373K 0.12%
10,433
+4,383
+72% +$151K
CAT icon
179
Caterpillar
CAT
$408B
$358K 0.11%
+3,291
New +$345K
POM
180
DELISTED
PEPCO HOLDINGS, INC.
POM
$358K 0.11%
+13,027
New +$332K
BIDU icon
181
Baidu
BIDU
$35.9B
$355K 0.11%
1,901
-103
-5% -$16.9K
GGB icon
182
Gerdau
GGB
$9.36B
$354K 0.11%
75,628
+21,443
+40% +$105K
DMO
183
Western Asset Mortgage Opportunity Fund
DMO
$120M
$351K 0.11%
14,274
+3,850
+37% +$91.2K
HPI
184
John Hancock Preferred Income Fund
HPI
$430M
$351K 0.11%
17,025
-4,023
-19% -$81.4K
ESRX
185
DELISTED
Express Scripts Holding Company
ESRX
$351K 0.11%
5,061
+288
+6% +$20.3K
ETP
186
DELISTED
Energy Transfer Partners L.p.
ETP
$349K 0.11%
+6,015
New +$337K
UPS icon
187
United Parcel Service
UPS
$97.1B
$347K 0.11%
+3,379
New +$339K
SOR
188
Source Capital
SOR
$369M
$344K 0.11%
4,913
-93
-2% -$6.35K
TWI icon
189
Titan International
TWI
$505M
$341K 0.11%
20,280
+3,900
+24% +$65.3K
ARCC icon
190
Ares Capital
ARCC
$13.5B
$339K 0.11%
19,000
+1,448
+8% +$24.9K
RTX icon
191
RTX Corp
RTX
$288B
$338K 0.11%
4,651
+464
+11% +$34.2K
GSK icon
192
GSK
GSK
$103B
$336K 0.1%
5,030
+186
+4% +$12.6K
SO icon
193
Southern Company
SO
$110B
$334K 0.1%
+7,360
New +$325K
TRQ
194
DELISTED
Turquoise Hill Resources Ltd
TRQ
$332K 0.1%
9,944
+2,260
+29% +$83.7K
MQT
195
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$329K 0.1%
25,692
-6
-0% -$77
RIG icon
196
Transocean
RIG
$5.93B
$329K 0.1%
7,298
+1,358
+23% +$57.8K
AFL icon
197
Aflac
AFL
$63.9B
$323K 0.1%
10,366
+188
+2% +$5.87K
EFX icon
198
Equifax
EFX
$20.3B
$323K 0.1%
4,459
-296
-6% -$20.8K
HD icon
199
Home Depot
HD
$325B
$319K 0.1%
3,939
+15
+0.4% +$1.18K
RVLT
200
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$319K 0.1%
13,848
– –
6 7
8
9 10

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NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.