We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
151
PepsiCo
PEP
$191B
$1.26M 0.14%
+8,466
New +$1.2M
CMCSA icon
152
Comcast
CMCSA
$80.9B
$1.25M 0.14%
23,765
-491
-2% -$23.5K
AVGO icon
153
Broadcom
AVGO
$1.82T
$1.22M 0.14%
+27,740
New +$1.08M
IAU icon
154
iShares Gold Trust
IAU
$63.4B
$1.21M 0.14%
33,442
+18,862
+129% +$675K
IBM icon
155
IBM
IBM
$204B
$1.21M 0.14%
+10,053
New +$1.16M
MMM icon
156
3M
MMM
$91.9B
$1.2M 0.14%
+8,213
New +$1.17M
KMB icon
157
Kimberly-Clark
KMB
$37B
$1.19M 0.14%
+8,833
New +$1.24M
PBW icon
158
Invesco WilderHill Clean Energy ETF
PBW
$409M
$1.16M 0.13%
+11,253
New +$912K
CLX icon
159
Clorox
CLX
$11.8B
$1.14M 0.13%
+5,666
New +$1.17M
NKE icon
160
Nike
NKE
$62.5B
$1.12M 0.13%
+7,893
New +$1.05M
NTRA icon
161
Natera
NTRA
$37B
$1.11M 0.13%
11,200
-3,900
-26% -$326K
FAX
162
abrdn Asia-Pacific Income Fund
FAX
$597M
$1.11M 0.13%
41,658
+1,667
+4% +$41.2K
BLV icon
163
Vanguard Long-Term Bond ETF
BLV
$5.78B
$1.1M 0.13%
10,054
-1,243
-11% -$138K
IYW icon
164
iShares US Technology ETF
IYW
$23.3B
$1.09M 0.12%
+12,815
New +$1.02M
AMGN icon
165
Amgen
AMGN
$203B
$1.09M 0.12%
+4,721
New +$1.09M
VPL icon
166
Vanguard FTSE Pacific ETF
VPL
$8.06B
$1.08M 0.12%
13,563
-224
-2% -$16.5K
ORCL icon
167
Oracle
ORCL
$345B
$1.07M 0.12%
16,609
+2,764
+20% +$165K
TLT icon
168
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$1.06M 0.12%
+6,736
New +$1.07M
BKLN icon
169
Invesco Senior Loan ETF
BKLN
$6.97B
$1.06M 0.12%
47,614
-2,071
-4% -$45.5K
HYLD
170
DELISTED
High Yield ETF
HYLD
$1.06M 0.12%
33,172
-349
-1% -$10.9K
HASI icon
171
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$1.05M 0.12%
16,499
-1,409
-8% -$72K
DE icon
172
Deere & Co
DE
$169B
$1.04M 0.12%
+3,854
New +$958K
TAN icon
173
Invesco Solar ETF
TAN
$1.48B
$1.01M 0.12%
9,876
-11,856
-55% -$949K
NEA icon
174
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$1.01M 0.12%
67,147
– –
IBB icon
175
iShares Biotechnology ETF
IBB
$9.44B
$1M 0.11%
+6,612
New +$945K
5 6
7
8 9

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.