We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFA
151
MFA Financial
MFA
$942M
$465K 0.14%
14,156
+4,934
+54% +$159K
IJT icon
152
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.28B
$456K 0.14%
7,550
-116
-2% -$6.73K
BRK.A icon
153
Berkshire Hathaway Class A
BRK.A
$1.06T
$452K 0.14%
2
– –
EQNR icon
154
Equinor
EQNR
$89.8B
$450K 0.14%
14,580
+3,700
+34% +$111K
COLB icon
155
Columbia Banking Systems
COLB
$9.48B
$442K 0.14%
16,807
+3,756
+29% +$97.7K
HOG icon
156
Harley-Davidson
HOG
$2.88B
$440K 0.14%
+6,305
New +$444K
VBR icon
157
Vanguard Small-Cap Value ETF
VBR
$36.9B
$439K 0.14%
4,161
-342
-8% -$34.5K
PAA icon
158
Plains All American Pipeline
PAA
$17.2B
$436K 0.14%
+7,256
New +$413K
BGT icon
159
BlackRock Floating Rate Income Trust
BGT
$319M
$435K 0.14%
30,619
+4,275
+16% +$60K
IYM icon
160
iShares US Basic Materials ETF
IYM
$1.12B
$435K 0.14%
4,968
-67
-1% -$5.7K
KO icon
161
Coca-Cola
KO
$350B
$431K 0.13%
10,164
-779
-7% -$31.6K
FEN
162
DELISTED
First Trust Energy Income and Growth Fund
FEN
$431K 0.13%
+11,910
New +$409K
JNK icon
163
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.28B
$430K 0.13%
3,433
-87
-2% -$10.8K
DIS icon
164
Walt Disney
DIS
$168B
$424K 0.13%
4,943
+696
+16% +$56.8K
LO
165
DELISTED
LORILLARD INC COM STK
LO
$415K 0.13%
6,799
-804
-11% -$46.8K
WY icon
166
Weyerhaeuser
WY
$17.3B
$408K 0.13%
12,343
-933
-7% -$28.2K
UNH icon
167
UnitedHealth
UNH
$384B
$404K 0.13%
4,942
+20
+0.4% +$1.57K
MFC icon
168
Manulife Financial
MFC
$71B
$402K 0.13%
+20,249
New +$383K
PSX icon
169
Phillips 66
PSX
$84.4B
$399K 0.12%
4,965
-123
-2% -$10.1K
NKE icon
170
Nike
NKE
$63.9B
$398K 0.12%
19,486
+8,752
+82% +$326K
ORCL icon
171
Oracle
ORCL
$354B
$398K 0.12%
9,818
+296
+3% +$12.2K
LLY icon
172
Eli Lilly
LLY
$1.04T
$393K 0.12%
6,316
-325
-5% -$19.4K
NMFC icon
173
New Mountain Finance
NMFC
$656M
$382K 0.12%
25,700
+1,100
+4% +$15.8K
CLX icon
174
Clorox
CLX
$11.6B
$380K 0.12%
4,152
-118
-3% -$10.6K
RDS.B
175
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$380K 0.12%
4,369
+1,082
+33% +$89.9K
5 6
7
8 9

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.