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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$119M
Cap. Flow %
41.06%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$21.9M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.29M
4
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$5.22M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.36M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.45M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$2.21M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.15M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2M

Sector Composition

Rank Sector Weight
1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
151
Nike
NKE
$61.9B
$396K 0.14%
10,734
+3,794
+55% +$143K
PSX icon
152
Phillips 66
PSX
$82.9B
$392K 0.13%
5,088
+1,249
+33% +$95.1K
LLY icon
153
Eli Lilly
LLY
$1.07T
$391K 0.13%
+6,641
New +$371K
ORCL icon
154
Oracle
ORCL
$331B
$390K 0.13%
9,522
+2,237
+31% +$85.1K
WY icon
155
Weyerhaeuser
WY
$17.3B
$390K 0.13%
13,276
+1,929
+17% +$58K
GILD icon
156
Gilead Sciences
GILD
$161B
$380K 0.13%
+5,363
New +$421K
CLX icon
157
Clorox
CLX
$11.6B
$376K 0.13%
4,270
+670
+19% +$58.8K
CVC
158
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$376K 0.13%
22,265
+3,513
+19% +$58.9K
BGT icon
159
BlackRock Floating Rate Income Trust
BGT
$322M
$375K 0.13%
+26,344
New +$373K
COLB icon
160
Columbia Banking Systems
COLB
$8.81B
$372K 0.13%
13,051
+5,609
+75% +$152K
NMFC icon
161
New Mountain Finance
NMFC
$646M
$358K 0.12%
24,600
+12,000
+95% +$178K
SBS icon
162
Sabesp
SBS
$19.7B
$358K 0.12%
+199,248
New +$363K
ESRX
163
DELISTED
Express Scripts Holding Company
ESRX
$358K 0.12%
+4,773
New +$357K
HPI
164
John Hancock Preferred Income Fund
HPI
$428M
$351K 0.12%
+21,048
New +$399K
GRA
165
DELISTED
W.R. Grace & Co.
GRA
$347K 0.12%
3,495
– –
SOR
166
Source Capital
SOR
$369M
$344K 0.12%
+5,006
New +$337K
DIS icon
167
Walt Disney
DIS
$165B
$340K 0.12%
4,247
+1,190
+39% +$92.2K
GSK icon
168
GSK
GSK
$103B
$324K 0.11%
4,844
+1,719
+55% +$116K
EFX icon
169
Equifax
EFX
$20.3B
$323K 0.11%
4,755
+755
+19% +$52.8K
RIO icon
170
Rio Tinto
RIO
$148B
$323K 0.11%
+5,783
New +$315K
AFL icon
171
Aflac
AFL
$63.9B
$321K 0.11%
10,178
+3,496
+52% +$111K
MQT
172
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$321K 0.11%
+25,698
New +$317K
BKD icon
173
Brookdale Senior Living
BKD
$3.62B
$314K 0.11%
+9,356
New +$283K
TWI icon
174
Titan International
TWI
$516M
$311K 0.11%
+16,380
New +$294K
HD icon
175
Home Depot
HD
$332B
$310K 0.11%
+3,924
New +$312K
5 6
7
8 9

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NWAM LLC's Q1 2014 Portfolio in Review

As of Q1 2014, NWAM LLC held 299 positions worth $291M, up 54% from $188M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC deployed $119M of net new capital in Q1 2014, opening 121 new positions and adding to 110 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.45M trimmed.

  • NWAM LLC's largest Q1 2014 buy was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.
  • NWAM LLC added most to Apple in Q1 2014, an estimated $21.9M increase.
  • NWAM LLC's biggest Q1 2014 reduction was Invesco QQQ Trust, cutting an estimated $2.45M.
  • NWAM LLC fully exited WisdomTree International SmallCap Dividend Fund in Q1 2014, selling an estimated $2.21M.
  • NWAM LLC's ten largest holdings make up 23% of its $291M portfolio in Q1 2014.
  • NWAM LLC opened 121 new positions and closed 30 in Q1 2014.
  • NWAM LLC's portfolio value rose 54% quarter-over-quarter to $291M.

Based on NWAM LLC's 13F filing for Q1 2014, filed 9 Sep 2016.