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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
126
Union Pacific
UNP
$183B
$1.75M 0.17%
8,998
-444
-5% -$98.2K
EMB icon
127
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.75M 0.17%
22,025
+472
+2% +$40.3K
MRK icon
128
Merck
MRK
$324B
$1.74M 0.17%
20,209
-340
-2% -$30.4K
SMH icon
129
VanEck Semiconductor ETF
SMH
$67.6B
$1.74M 0.17%
18,774
+7,820
+71% +$853K
V icon
130
Visa
V
$677B
$1.72M 0.16%
9,700
+305
+3% +$62.1K
MINT icon
131
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.69M 0.16%
17,131
-6,325
-27% -$627K
ARKK icon
132
ARK Innovation ETF
ARKK
$5.89B
$1.69M 0.16%
44,884
+1,021
+2% +$45.5K
VTEB icon
133
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.69M 0.16%
35,026
+2,268
+7% +$113K
VZ icon
134
Verizon
VZ
$194B
$1.68M 0.16%
44,221
+1,677
+4% +$74.7K
IBB icon
135
iShares Biotechnology ETF
IBB
$9.31B
$1.66M 0.16%
14,229
+584
+4% +$72.5K
IEF icon
136
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.65M 0.16%
17,198
+2,659
+18% +$270K
MBB icon
137
iShares MBS ETF
MBB
$39B
$1.65M 0.16%
18,030
-1,313
-7% -$127K
PEP icon
138
PepsiCo
PEP
$186B
$1.63M 0.16%
9,996
+206
+2% +$35.5K
EEM icon
139
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.61M 0.15%
46,100
+5,023
+12% +$196K
VCSH icon
140
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.59M 0.15%
21,455
-2,135
-9% -$163K
SLV icon
141
iShares Silver Trust
SLV
$28.1B
$1.57M 0.15%
89,848
-46,482
-34% -$824K
PPG icon
142
PPG Industries
PPG
$25.9B
$1.56M 0.15%
14,127
-250
-2% -$30.9K
HD icon
143
Home Depot
HD
$332B
$1.56M 0.15%
5,656
+97
+2% +$28.6K
HYG icon
144
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.53M 0.15%
21,378
+101
+0.5% +$7.63K
IYE icon
145
iShares US Energy ETF
IYE
$1.74B
$1.53M 0.15%
38,811
-5,913
-13% -$243K
MELI icon
146
Mercado Libre
MELI
$91.3B
$1.52M 0.15%
1,840
– –
BLV icon
147
Vanguard Long-Term Bond ETF
BLV
$5.75B
$1.5M 0.14%
20,893
+831
+4% +$65.7K
HFWA icon
148
Heritage Financial
HFWA
$1.24B
$1.46M 0.14%
55,306
– –
CZA icon
149
Invesco Zacks Mid-Cap ETF
CZA
$188M
$1.46M 0.14%
18,291
-1,223
-6% -$107K
TFI icon
150
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$1.45M 0.14%
33,028
+6,882
+26% +$316K
4 5
6
7 8

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.