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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
126
iShares US Energy ETF
IYE
$1.69B
$738K 0.19%
23,671
+367
+2% +$13.5K
PCN
127
PIMCO Corporate & Income Strategy Fund
PCN
$880M
$738K 0.19%
49,597
-993
-2% -$16.3K
UPS icon
128
United Parcel Service
UPS
$96.2B
$713K 0.18%
7,312
+1,829
+33% +$198K
IMCB icon
129
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$711K 0.18%
17,588
-5,992
-25% -$263K
FAX
130
abrdn Asia-Pacific Income Fund
FAX
$599M
$707K 0.18%
30,433
-1,419
-4% -$34K
MGK icon
131
Vanguard Mega Cap Growth ETF
MGK
$32.7B
$707K 0.18%
33,045
-1,765
-5% -$40.9K
ET icon
132
Energy Transfer Partners
ET
$69.8B
$705K 0.18%
+53,361
New +$810K
CLX icon
133
Clorox
CLX
$11.6B
$704K 0.18%
4,565
-27
-0.6% -$4.21K
TXN icon
134
Texas Instruments
TXN
$259B
$687K 0.18%
7,275
+214
+3% +$20.7K
MELI icon
135
Mercado Libre
MELI
$92.9B
$685K 0.18%
2,340
+85
+4% +$27.5K
NLY icon
136
Annaly Capital Management
NLY
$16.6B
$680K 0.17%
17,308
+750
+5% +$30K
BOH icon
137
Bank of Hawaii
BOH
$3.32B
$673K 0.17%
10,000
– –
LQD icon
138
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35B
$671K 0.17%
5,943
-169
-3% -$19K
EMD
139
Western Asset Emerging Markets Debt Fund
EMD
$618M
$660K 0.17%
53,678
-1,600
-3% -$20.2K
MCD icon
140
McDonald's
MCD
$190B
$641K 0.16%
3,610
-255
-7% -$45.2K
BMY icon
141
Bristol-Myers Squibb
BMY
$123B
$633K 0.16%
12,174
-1,908
-14% -$103K
O icon
142
Realty Income
O
$60.8B
$633K 0.16%
10,356
-402
-4% -$24K
KYN icon
143
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
$632K 0.16%
45,896
-1,479
-3% -$23.7K
AGN
144
DELISTED
Allergan plc
AGN
$628K 0.16%
4,695
-777
-14% -$127K
SLYV icon
145
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$627K 0.16%
11,652
+2,322
+25% +$141K
SCHV
146
Schwab US Large-Cap Value ETF
SCHV
$15.5B
$619K 0.16%
37,701
+21,633
+135% +$383K
EPD icon
147
Enterprise Products Partners
EPD
$83.9B
$614K 0.16%
24,966
+1,834
+8% +$49.1K
NVG icon
148
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$612K 0.16%
43,756
-4,278
-9% -$58.7K
HD icon
149
Home Depot
HD
$332B
$610K 0.16%
3,550
-220
-6% -$39.5K
FAD icon
150
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$597K 0.15%
+9,733
New +$653K
4 5
6
7 8

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.