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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
126
3M
MMM
$84.1B
$615K 0.19%
5,136
-169
-3% -$19.8K
MON
127
DELISTED
Monsanto Co
MON
$608K 0.19%
4,874
-431
-8% -$50.4K
BOH icon
128
Bank of Hawaii
BOH
$3.39B
$593K 0.18%
10,106
+320
+3% +$18.3K
VCSH icon
129
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$578K 0.18%
7,195
-14
-0.2% -$1.12K
VEA icon
130
Vanguard FTSE Developed Markets ETF
VEA
$226B
$576K 0.18%
13,535
-256
-2% -$10.8K
GEL icon
131
Genesis Energy
GEL
$1.82B
$573K 0.18%
+10,227
New +$565K
GLD icon
132
SPDR Gold Trust
GLD
$129B
$571K 0.18%
4,463
+92
+2% +$11.4K
ABT icon
133
Abbott
ABT
$177B
$564K 0.18%
13,783
-349
-2% -$13.7K
MSD
134
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$557K 0.17%
54,820
+6,175
+13% +$62.6K
IJS icon
135
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$543K 0.17%
9,416
-164
-2% -$9.18K
AXP icon
136
American Express
AXP
$241B
$541K 0.17%
5,702
-304
-5% -$27.4K
GILD icon
137
Gilead Sciences
GILD
$167B
$529K 0.16%
6,375
+1,012
+19% +$78.8K
IBM icon
138
IBM
IBM
$198B
$527K 0.16%
3,044
+194
+7% +$34.9K
C icon
139
Citigroup
C
$218B
$521K 0.16%
11,059
+116
+1% +$5.52K
CMCSA icon
140
Comcast
CMCSA
$84.2B
$521K 0.16%
19,412
-1,078
-5% -$27.7K
SBS icon
141
Sabesp
SBS
$20.2B
$515K 0.16%
247,642
+48,394
+24% +$92.8K
TEI
142
Templeton Emerging Markets Income Fund
TEI
$321M
$514K 0.16%
37,286
+846
+2% +$12K
VIG icon
143
Vanguard Dividend Appreciation ETF
VIG
$110B
$502K 0.16%
6,436
-84
-1% -$6.42K
IWP icon
144
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$499K 0.16%
11,148
-306
-3% -$13.2K
ABBV icon
145
AbbVie
ABBV
$450B
$495K 0.15%
8,762
-410
-4% -$21.5K
JCI icon
146
Johnson Controls International
JCI
$86B
$494K 0.15%
9,439
-568
-6% -$28.2K
BMO icon
147
Bank of Montreal
BMO
$127B
$489K 0.15%
6,646
-652
-9% -$45.5K
SRE icon
148
Sempra
SRE
$60.5B
$481K 0.15%
8,310
-1,186
-12% -$58.9K
MUI
149
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$479K 0.15%
+32,800
New +$474K
ELD icon
150
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$467K 0.15%
9,820
-829
-8% -$38.7K
4 5
6
7 8

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NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.