NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+2.23%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$101M
Cap. Flow %
34.76%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$6.13M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
$5.39M
3
ERC
Allspring Multi-Sector Income Fund
ERC
$5.33M
4
AAPL icon
Apple
AAPL
$3.91M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$3.44M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.44M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
$2.21M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$2.02M

Sector Composition

1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
C icon
126
Citigroup
C
$179B
$521K 0.18%
10,943
+2,763
+34% +$132K
CMCSA icon
127
Comcast
CMCSA
$125B
$513K 0.18%
20,490
+3,236
+19% +$81K
GOOG icon
128
Alphabet (Google) Class C
GOOG
$2.81T
$513K 0.18%
27,342
+8,030
+42% +$151K
TEI
129
Templeton Emerging Markets Income Fund
TEI
$291M
$511K 0.18%
+36,440
New +$511K
JCI icon
130
Johnson Controls International
JCI
$70.1B
$496K 0.17%
10,007
+75
+0.8% +$3.72K
IWP icon
131
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$491K 0.17%
11,454
+5,400
+89% +$231K
VIG icon
132
Vanguard Dividend Appreciation ETF
VIG
$95.7B
$490K 0.17%
6,520
+1,855
+40% +$139K
BMO icon
133
Bank of Montreal
BMO
$89.7B
$489K 0.17%
7,298
+3,029
+71% +$203K
ELD icon
134
WisdomTree Emerging Markets Local Debt Fund
ELD
$73.7M
$488K 0.17%
10,649
+155
+1% +$7.1K
MSD
135
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$482K 0.17%
+48,645
New +$482K
ABBV icon
136
AbbVie
ABBV
$376B
$471K 0.16%
+9,172
New +$471K
YPF icon
137
YPF
YPF
$12.1B
$464K 0.16%
+14,875
New +$464K
SRE icon
138
Sempra
SRE
$53.6B
$459K 0.16%
+9,496
New +$459K
IJT icon
139
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.29B
$456K 0.16%
7,666
-34,010
-82% -$2.02M
VBR icon
140
Vanguard Small-Cap Value ETF
VBR
$31.6B
$453K 0.16%
4,503
+52
+1% +$5.23K
BRK.A icon
141
Berkshire Hathaway Class A
BRK.A
$1.09T
$452K 0.16%
+2
New +$452K
OMER icon
142
Omeros
OMER
$284M
$437K 0.15%
36,246
+7,690
+27% +$92.7K
JNK icon
143
SPDR Bloomberg High Yield Bond ETF
JNK
$8.09B
$436K 0.15%
3,520
+119
+3% +$14.7K
RVLT
144
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$436K 0.15%
13,848
+9,738
+237% +$307K
KO icon
145
Coca-Cola
KO
$294B
$423K 0.15%
+10,943
New +$423K
IYM icon
146
iShares US Basic Materials ETF
IYM
$563M
$419K 0.14%
5,035
-13
-0.3% -$1.08K
MNKD icon
147
MannKind Corp
MNKD
$1.64B
$412K 0.14%
20,516
+9,261
+82% +$186K
LO
148
DELISTED
LORILLARD INC COM STK
LO
$411K 0.14%
+7,603
New +$411K
MUE icon
149
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$409K 0.14%
+32,105
New +$409K
UNH icon
150
UnitedHealth
UNH
$281B
$404K 0.14%
+4,922
New +$404K
4 5
6
7 8