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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$119M
Cap. Flow %
41.06%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$21.9M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.29M
4
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$5.22M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.36M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.45M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$2.21M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.15M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2M

Sector Composition

Rank Sector Weight
1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
126
Citigroup
C
$222B
$521K 0.18%
10,943
+2,763
+34% +$138K
CMCSA icon
127
Comcast
CMCSA
$79.1B
$513K 0.18%
20,490
+3,236
+19% +$84.3K
GOOG icon
128
Alphabet (Google) Class C
GOOG
$3.9T
$513K 0.18%
27,342
+8,030
+42% +$234K
TEI
129
Templeton Emerging Markets Income Fund
TEI
$310M
$511K 0.18%
+36,440
New +$501K
JCI icon
130
Johnson Controls International
JCI
$87.5B
$496K 0.17%
10,007
+75
+0.8% +$3.8K
IWP icon
131
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$491K 0.17%
11,454
+5,400
+89% +$230K
VIG icon
132
Vanguard Dividend Appreciation ETF
VIG
$111B
$490K 0.17%
6,520
+1,855
+40% +$137K
BMO icon
133
Bank of Montreal
BMO
$125B
$489K 0.17%
7,298
+3,029
+71% +$197K
ELD icon
134
WisdomTree Emerging Markets Local Debt Fund
ELD
$140M
$488K 0.17%
10,649
+155
+1% +$6.97K
MSD
135
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$482K 0.17%
+48,645
New +$468K
ABBV icon
136
AbbVie
ABBV
$458B
$471K 0.16%
+9,172
New +$464K
YPF icon
137
YPF
YPF
$20.2B
$464K 0.16%
+14,875
New +$415K
SRE icon
138
Sempra
SRE
$60.8B
$459K 0.16%
+9,496
New +$442K
IJT icon
139
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$456K 0.16%
7,666
-34,010
-82% -$2M
VBR icon
140
Vanguard Small-Cap Value ETF
VBR
$37.1B
$453K 0.16%
4,503
+52
+1% +$5.07K
BRK.A icon
141
Berkshire Hathaway Class A
BRK.A
$1.07T
$452K 0.16%
+2
New +$351K
OMER icon
142
Omeros
OMER
$709M
$437K 0.15%
36,246
+7,690
+27% +$94.5K
JNK icon
143
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$436K 0.15%
3,520
+119
+3% +$14.6K
RVLT
144
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$436K 0.15%
13,848
+9,738
+237% +$322K
KO icon
145
Coca-Cola
KO
$354B
$423K 0.15%
+10,943
New +$423K
IYM icon
146
iShares US Basic Materials ETF
IYM
$1.16B
$419K 0.14%
5,035
-13
-0.3% -$1.05K
MNKD icon
147
MannKind Corp
MNKD
$1.28B
$412K 0.14%
20,516
+9,261
+82% +$263K
LO
148
DELISTED
LORILLARD INC COM STK
LO
$411K 0.14%
+7,603
New +$382K
MUE
149
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$409K 0.14%
+32,105
New +$404K
UNH icon
150
UnitedHealth
UNH
$382B
$404K 0.14%
+4,922
New +$370K
4 5
6
7 8

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NWAM LLC's Q1 2014 Portfolio in Review

As of Q1 2014, NWAM LLC held 299 positions worth $291M, up 54% from $188M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC deployed $119M of net new capital in Q1 2014, opening 121 new positions and adding to 110 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.45M trimmed.

  • NWAM LLC's largest Q1 2014 buy was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.
  • NWAM LLC added most to Apple in Q1 2014, an estimated $21.9M increase.
  • NWAM LLC's biggest Q1 2014 reduction was Invesco QQQ Trust, cutting an estimated $2.45M.
  • NWAM LLC fully exited WisdomTree International SmallCap Dividend Fund in Q1 2014, selling an estimated $2.21M.
  • NWAM LLC's ten largest holdings make up 23% of its $291M portfolio in Q1 2014.
  • NWAM LLC opened 121 new positions and closed 30 in Q1 2014.
  • NWAM LLC's portfolio value rose 54% quarter-over-quarter to $291M.

Based on NWAM LLC's 13F filing for Q1 2014, filed 9 Sep 2016.