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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
101
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.21B
$1.2M 0.23%
14,914
+199
+1% +$16.1K
JNK icon
102
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.19M 0.22%
10,907
+382
+4% +$41.4K
UPS icon
103
United Parcel Service
UPS
$100B
$1.19M 0.22%
9,899
+2,524
+34% +$289K
EFA icon
104
iShares MSCI EAFE ETF
EFA
$76.5B
$1.19M 0.22%
18,165
+1,807
+11% +$116K
TAN icon
105
Invesco Solar ETF
TAN
$1.58B
$1.17M 0.22%
39,810
-21,182
-35% -$632K
VSS icon
106
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$1.15M 0.21%
11,227
-270
-2% -$27.7K
CMCSA icon
107
Comcast
CMCSA
$85B
$1.14M 0.21%
25,346
-1,608
-6% -$71.2K
DIS icon
108
Walt Disney
DIS
$170B
$1.13M 0.21%
8,682
+280
+3% +$38.7K
MELI icon
109
Mercado Libre
MELI
$92B
$1.13M 0.21%
2,050
– –
LOW icon
110
Lowe's Companies
LOW
$117B
$1.13M 0.21%
10,264
+8,035
+360% +$848K
HD icon
111
Home Depot
HD
$338B
$1.1M 0.21%
4,722
+607
+15% +$133K
BBN icon
112
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$1.09M 0.2%
44,196
+6,728
+18% +$164K
DMO
113
Western Asset Mortgage Opportunity Fund
DMO
$122M
$1.09M 0.2%
50,136
+8,861
+21% +$192K
IJJ icon
114
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$1.08M 0.2%
13,460
+348
+3% +$27.4K
FTA icon
115
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.61B
$1.01M 0.19%
19,612
-20,063
-51% -$1.03M
MRK icon
116
Merck
MRK
$315B
$999K 0.19%
12,436
+140
+1% +$11.2K
MMM icon
117
3M
MMM
$83.4B
$995K 0.19%
7,238
+234
+3% +$32.7K
HMLP
118
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$990K 0.19%
64,054
-2,576
-4% -$42.4K
AAXJ icon
119
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$980K 0.18%
14,771
-1,851
-11% -$124K
KYN icon
120
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$974K 0.18%
67,332
+13,472
+25% +$200K
NEA icon
121
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$971K 0.18%
67,851
– –
IVW icon
122
iShares S&P 500 Growth ETF
IVW
$73.1B
$961K 0.18%
21,356
-636
-3% -$28.8K
AWF
123
AllianceBernstein Global High Income Fund
AWF
$873M
$951K 0.18%
79,292
+1,139
+1% +$13.5K
MUE
124
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$948K 0.18%
74,198
– –
QCOM icon
125
Qualcomm
QCOM
$181B
$943K 0.18%
12,361
+929
+8% +$69.9K
3 4
5
6 7

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NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.