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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYM icon
101
iShares US Basic Materials ETF
IYM
$1.18B
$903K 0.23%
10,750
-450
-4% -$40.3K
ITOT icon
102
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$900K 0.23%
15,854
-1,073
-6% -$65.9K
ABBV icon
103
AbbVie
ABBV
$450B
$892K 0.23%
9,674
+420
+5% +$36.9K
RDS.A
104
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$886K 0.23%
15,200
+2,757
+22% +$171K
IEF icon
105
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$882K 0.23%
8,464
-1,092
-11% -$111K
VWO icon
106
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$874K 0.22%
22,952
+6,966
+44% +$270K
UNH icon
107
UnitedHealth
UNH
$387B
$859K 0.22%
3,449
-266
-7% -$70.3K
NEA icon
108
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.44B
$853K 0.22%
69,280
-18,571
-21% -$228K
MUE
109
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$851K 0.22%
74,198
-6,730
-8% -$78.2K
IFLN
110
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$309M
$842K 0.22%
+47,661
New +$863K
IJJ icon
111
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$838K 0.22%
12,120
+848
+8% +$64.8K
AAXJ icon
112
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$834K 0.21%
13,124
+84
+0.6% +$5.45K
DIS icon
113
Walt Disney
DIS
$170B
$833K 0.21%
7,601
+390
+5% +$44.3K
GILD icon
114
Gilead Sciences
GILD
$167B
$828K 0.21%
13,239
-601
-4% -$42K
DMO
115
Western Asset Mortgage Opportunity Fund
DMO
$122M
$822K 0.21%
40,322
+2,444
+6% +$53.6K
IVW icon
116
iShares S&P 500 Growth ETF
IVW
$73.1B
$817K 0.21%
21,680
+6,560
+43% +$265K
TLT icon
117
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$802K 0.21%
6,597
+172
+3% +$19.9K
JQC icon
118
Nuveen Credit Strategies Income Fund
JQC
$702M
$789K 0.2%
106,680
-1,300
-1% -$9.95K
IBB icon
119
iShares Biotechnology ETF
IBB
$9.23B
$788K 0.2%
8,174
-175
-2% -$18.6K
AWF
120
AllianceBernstein Global High Income Fund
AWF
$873M
$778K 0.2%
73,850
-15,508
-17% -$171K
BBN icon
121
BlackRock Taxable Municipal Bond Trust
BBN
$981M
$777K 0.2%
36,959
+1,418
+4% +$28.9K
TFI icon
122
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.07B
$769K 0.2%
15,977
– –
AMGN icon
123
Amgen
AMGN
$198B
$759K 0.2%
3,901
-539
-12% -$105K
IWN icon
124
iShares Russell 2000 Value ETF
IWN
$14.4B
$748K 0.19%
6,953
+60
+0.9% +$7.22K
IWM icon
125
iShares Russell 2000 ETF
IWM
$82.2B
$742K 0.19%
5,544
-34
-0.6% -$5.07K
3 4
5
6 7

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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.