NL

NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
-11.84%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$389M
AUM Growth
+$389M
Cap. Flow
+$584K
Cap. Flow %
0.15%
Top 10 Hldgs %
26.46%
Holding
370
New
26
Increased
114
Reduced
145
Closed
44

Top Buys

1
IHI icon
iShares US Medical Devices ETF
IHI
$1.47M
2
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$1.44M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$1.39M
4
IHF icon
iShares US Healthcare Providers ETF
IHF
$1.34M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
$1.07M

Top Sells

1
AMZN icon
Amazon
AMZN
$1.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$1.07M
3
CLF icon
Cleveland-Cliffs
CLF
$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
$585K
5
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
$574K

Sector Composition

1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IYM icon
101
iShares US Basic Materials ETF
IYM
$561M
$903K 0.23%
10,750
-450
-4% -$37.8K
ITOT icon
102
iShares Core S&P Total US Stock Market ETF
ITOT
$75B
$900K 0.23%
15,854
-1,073
-6% -$60.9K
ABBV icon
103
AbbVie
ABBV
$374B
$892K 0.23%
9,674
+420
+5% +$38.7K
RDS.A
104
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$886K 0.23%
15,200
+2,757
+22% +$161K
IEF icon
105
iShares 7-10 Year Treasury Bond ETF
IEF
$35.6B
$882K 0.23%
8,464
-1,092
-11% -$114K
VWO icon
106
Vanguard FTSE Emerging Markets ETF
VWO
$96.5B
$874K 0.22%
22,952
+6,966
+44% +$265K
UNH icon
107
UnitedHealth
UNH
$279B
$859K 0.22%
3,449
-266
-7% -$66.2K
NEA icon
108
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$853K 0.22%
69,280
-18,571
-21% -$229K
MUE icon
109
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$851K 0.22%
74,198
-6,730
-8% -$77.2K
PHB icon
110
Invesco Fundamental High Yield Corporate Bond ETF
PHB
$352M
$842K 0.22%
+47,661
New +$842K
IJJ icon
111
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8B
$838K 0.22%
6,060
+424
+8% +$58.6K
AAXJ icon
112
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$2.86B
$834K 0.21%
13,124
+84
+0.6% +$5.34K
DIS icon
113
Walt Disney
DIS
$211B
$833K 0.21%
7,601
+390
+5% +$42.7K
GILD icon
114
Gilead Sciences
GILD
$140B
$828K 0.21%
13,239
-601
-4% -$37.6K
DMO
115
Western Asset Mortgage Opportunity Fund
DMO
$136M
$822K 0.21%
40,322
+2,444
+6% +$49.8K
IVW icon
116
iShares S&P 500 Growth ETF
IVW
$63.2B
$817K 0.21%
5,420
+1,640
+43% +$247K
TLT icon
117
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$802K 0.21%
6,597
+172
+3% +$20.9K
JQC icon
118
Nuveen Credit Strategies Income Fund
JQC
$751M
$789K 0.2%
106,680
-1,300
-1% -$9.62K
IBB icon
119
iShares Biotechnology ETF
IBB
$5.68B
$788K 0.2%
8,174
-175
-2% -$16.9K
AWF
120
AllianceBernstein Global High Income Fund
AWF
$975M
$778K 0.2%
73,850
-15,508
-17% -$163K
BBN icon
121
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
$777K 0.2%
36,959
+1,418
+4% +$29.8K
TFI icon
122
SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.2B
$769K 0.2%
15,977
– –
AMGN icon
123
Amgen
AMGN
$153B
$759K 0.2%
3,901
-539
-12% -$105K
IWN icon
124
iShares Russell 2000 Value ETF
IWN
$11.7B
$748K 0.19%
6,953
+60
+0.9% +$6.46K
IWM icon
125
iShares Russell 2000 ETF
IWM
$66.6B
$742K 0.19%
5,544
-34
-0.6% -$4.55K
3 4
5
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