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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$119M
Cap. Flow %
41.06%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$21.9M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.29M
4
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$5.22M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.36M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.45M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$2.21M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.15M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2M

Sector Composition

Rank Sector Weight
1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
101
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$723K 0.25%
14,373
-1,700
-11% -$84.2K
AMGN icon
102
Amgen
AMGN
$198B
$718K 0.25%
5,819
+2,932
+102% +$356K
WFC icon
103
Wells Fargo
WFC
$265B
$718K 0.25%
14,438
+3,081
+27% +$144K
FTF
104
Franklin Limited Duration Income Trust
FTF
$236M
$713K 0.25%
+54,639
New +$715K
EMC
105
DELISTED
EMC CORPORATION
EMC
$709K 0.24%
25,865
+4,649
+22% +$121K
CHK
106
DELISTED
Chesapeake Energy Corporation
CHK
$707K 0.24%
146
-33
-18% -$161K
MCD icon
107
McDonald's
MCD
$190B
$705K 0.24%
7,187
+2,176
+43% +$208K
PFF icon
108
iShares Preferred and Income Securities ETF
PFF
$13.3B
$697K 0.24%
17,858
+4,030
+29% +$154K
TIP icon
109
iShares TIPS Bond ETF
TIP
$14.5B
$667K 0.23%
5,950
-642
-10% -$71.8K
GASS icon
110
StealthGas
GASS
$317M
$652K 0.22%
+57,375
New +$600K
SCZ icon
111
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.9B
$630K 0.22%
+12,063
New +$618K
PFX icon
112
PhenixFIN
PFX
$88.7M
$621K 0.21%
2,280
+477
+26% +$133K
ANH
113
DELISTED
Anworth Mortgage Asset Corporation
ANH
$612K 0.21%
+123,450
New +$601K
MON
114
DELISTED
Monsanto Co
MON
$604K 0.21%
+5,305
New +$591K
MMM icon
115
3M
MMM
$83.4B
$602K 0.21%
5,305
+1,811
+52% +$201K
BOH icon
116
Bank of Hawaii
BOH
$3.4B
$593K 0.2%
9,786
-214
-2% -$12.5K
IVW icon
117
iShares S&P 500 Growth ETF
IVW
$73.1B
$582K 0.2%
+23,304
New +$576K
VCSH icon
118
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$577K 0.2%
7,209
+2,390
+50% +$191K
VEA icon
119
Vanguard FTSE Developed Markets ETF
VEA
$226B
$569K 0.2%
13,791
+978
+8% +$40.1K
ABT icon
120
Abbott
ABT
$175B
$544K 0.19%
14,132
+5,354
+61% +$206K
IJS icon
121
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$543K 0.19%
9,580
+654
+7% +$36.1K
AXP icon
122
American Express
AXP
$242B
$541K 0.19%
6,006
+1,264
+27% +$113K
GLD icon
123
SPDR Gold Trust
GLD
$130B
$540K 0.19%
+4,371
New +$545K
BCE icon
124
BCE
BCE
$20.4B
$530K 0.18%
+5,623
New +$239K
IBM icon
125
IBM
IBM
$200B
$525K 0.18%
2,850
-71
-2% -$12.5K
3 4
5
6 7

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NWAM LLC's Q1 2014 Portfolio in Review

As of Q1 2014, NWAM LLC held 299 positions worth $291M, up 54% from $188M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC deployed $119M of net new capital in Q1 2014, opening 121 new positions and adding to 110 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.45M trimmed.

  • NWAM LLC's largest Q1 2014 buy was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.
  • NWAM LLC added most to Apple in Q1 2014, an estimated $21.9M increase.
  • NWAM LLC's biggest Q1 2014 reduction was Invesco QQQ Trust, cutting an estimated $2.45M.
  • NWAM LLC fully exited WisdomTree International SmallCap Dividend Fund in Q1 2014, selling an estimated $2.21M.
  • NWAM LLC's ten largest holdings make up 23% of its $291M portfolio in Q1 2014.
  • NWAM LLC opened 121 new positions and closed 30 in Q1 2014.
  • NWAM LLC's portfolio value rose 54% quarter-over-quarter to $291M.

Based on NWAM LLC's 13F filing for Q1 2014, filed 9 Sep 2016.