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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
76
PACCAR
PCAR
$70.2B
$2.78M 0.32%
48,281
-273
-0.6% -$16K
ARKK icon
77
ARK Innovation ETF
ARKK
$5.74B
$2.76M 0.32%
22,189
+1,082
+5% +$117K
ERC
78
Allspring Multi-Sector Income Fund
ERC
$254M
$2.76M 0.31%
227,032
-17,336
-7% -$199K
QCOM icon
79
Qualcomm
QCOM
$179B
$2.73M 0.31%
17,934
-1,543
-8% -$215K
ITB icon
80
iShares US Home Construction ETF
ITB
$2.35B
$2.72M 0.31%
48,686
-64,422
-57% -$3.63M
WHR icon
81
Whirlpool
WHR
$2.44B
$2.69M 0.31%
14,904
+4,278
+40% +$819K
MELI icon
82
Mercado Libre
MELI
$92.3B
$2.6M 0.3%
+1,550
New +$2.19M
DVY icon
83
iShares Select Dividend ETF
DVY
$23.8B
$2.53M 0.29%
26,274
+4,223
+19% +$383K
VZ icon
84
Verizon
VZ
$198B
$2.52M 0.29%
42,850
-2,750
-6% -$163K
SE icon
85
Sea Limited
SE
$63.9B
$2.5M 0.29%
+12,557
New +$2.24M
VOO icon
86
Vanguard S&P 500 ETF
VOO
$968B
$2.47M 0.28%
7,195
– –
ISTB icon
87
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$2.46M 0.28%
47,628
-6,197
-12% -$319K
JPM icon
88
JPMorgan Chase
JPM
$947B
$2.42M 0.28%
19,057
-629
-3% -$70.3K
META icon
89
Meta Platforms (Facebook)
META
$1.51T
$2.4M 0.27%
8,776
-10,058
-53% -$2.76M
MINT icon
90
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.37M 0.27%
23,256
– –
PTH icon
91
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$222M
$2.36M 0.27%
44,262
-2,622
-6% -$130K
VBR icon
92
Vanguard Small-Cap Value ETF
VBR
$37.3B
$2.36M 0.27%
16,564
-664
-4% -$85.7K
EEM icon
93
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$2.32M 0.26%
44,918
-3,749
-8% -$180K
PPG icon
94
PPG Industries
PPG
$26.4B
$2.32M 0.26%
16,087
+97
+0.6% +$13.5K
GDX icon
95
VanEck Gold Miners ETF
GDX
$23.2B
$2.31M 0.26%
64,164
-39,652
-38% -$1.48M
IWO icon
96
iShares Russell 2000 Growth ETF
IWO
$14.4B
$2.29M 0.26%
+8,005
New +$2.04M
GLW icon
97
Corning
GLW
$123B
$2.25M 0.26%
+62,621
New +$2.22M
SBIO icon
98
ALPS Medical Breakthroughs ETF
SBIO
$205M
$2.25M 0.26%
43,999
-2,604
-6% -$124K
ISRG icon
99
Intuitive Surgical
ISRG
$128B
$2.25M 0.26%
8,262
-831
-9% -$206K
INTC icon
100
Intel
INTC
$462B
$2.25M 0.26%
45,085
-1,769
-4% -$86.4K
2 3
4
5 6

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.