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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNXM
76
DELISTED
CNX Midstream Partners LP
CNXM
$1.24M 0.32%
76,414
+19,028
+33% +$344K
BABA icon
77
Alibaba
BABA
$276B
$1.21M 0.31%
8,836
+330
+4% +$48.8K
EMB icon
78
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.2M 0.31%
11,551
+310
+3% +$32.4K
PEP icon
79
PepsiCo
PEP
$187B
$1.16M 0.3%
10,535
+2,301
+28% +$259K
BLV icon
80
Vanguard Long-Term Bond ETF
BLV
$5.85B
$1.15M 0.29%
13,111
+760
+6% +$64.8K
OEF icon
81
iShares S&P 100 ETF
OEF
$20.1B
$1.11M 0.29%
9,956
+179
+2% +$21.5K
MMM icon
82
3M
MMM
$83.4B
$1.1M 0.28%
6,932
+1,636
+31% +$272K
HPS
83
John Hancock Preferred Income Fund III
HPS
$461M
$1.09M 0.28%
68,704
-1,900
-3% -$32.9K
UNP icon
84
Union Pacific
UNP
$179B
$1.09M 0.28%
7,863
-92
-1% -$13.6K
V icon
85
Visa
V
$682B
$1.07M 0.27%
8,091
-44
-0.5% -$6.08K
JNK icon
86
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$1.04M 0.27%
10,349
-1,437
-12% -$150K
SCHO icon
87
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$1.03M 0.27%
41,384
+21,272
+106% +$528K
NBH
88
Neuberger Municipal Fund Inc
NBH
$309M
$1.03M 0.27%
81,509
+7,438
+10% +$95.6K
BKLN icon
89
Invesco Senior Loan ETF
BKLN
$7.19B
$1.01M 0.26%
46,410
-310
-0.7% -$7.06K
VSS icon
90
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$1M 0.26%
10,559
+5,405
+105% +$548K
HMLP
91
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$998K 0.26%
64,989
+6,372
+11% +$109K
TAN icon
92
Invesco Solar ETF
TAN
$1.58B
$964K 0.25%
51,974
-998
-2% -$19.7K
CMCSA icon
93
Comcast
CMCSA
$85B
$947K 0.24%
27,810
-2,154
-7% -$78.6K
IBM icon
94
IBM
IBM
$200B
$946K 0.24%
8,706
+3,653
+72% +$438K
EFA icon
95
iShares MSCI EAFE ETF
EFA
$76.5B
$943K 0.24%
16,040
-18,172
-53% -$1.13M
EWZ icon
96
iShares MSCI Brazil ETF
EWZ
$9.1B
$924K 0.24%
24,191
-1,629
-6% -$63.1K
DVYE icon
97
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
$923K 0.24%
24,649
+1,648
+7% +$62.8K
DHR icon
98
Danaher
DHR
$144B
$915K 0.24%
10,004
– –
MRK icon
99
Merck
MRK
$315B
$911K 0.23%
12,496
+1,546
+14% +$109K
FVD icon
100
First Trust Value Line Dividend Fund
FVD
$8.27B
$906K 0.23%
31,170
+3,543
+13% +$109K
2 3
4
5 6

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PAIM
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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.