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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
76
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$1.18M 0.37%
10,201
-353
-3% -$40.1K
RDS.A
77
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.17M 0.36%
14,183
+3,372
+31% +$264K
KEY icon
78
KeyCorp
KEY
$25.4B
$1.16M 0.36%
81,030
+4,698
+6% +$64.9K
BKK
79
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.13M 0.35%
69,376
+339
+0.5% +$5.62K
FTR
80
DELISTED
Frontier Communications Corp.
FTR
$1.1M 0.34%
12,612
-267
-2% -$23.1K
FTF
81
Franklin Limited Duration Income Trust
FTF
$236M
$1.06M 0.33%
81,274
+26,635
+49% +$350K
TDAY
82
USA Today Co
TDAY
$1.25B
$1.06M 0.33%
75,219
+16,957
+29% +$242K
WELL icon
83
Welltower
WELL
$172B
$1.06M 0.33%
16,923
-27,926
-62% -$1.76M
FAM
84
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.05M 0.33%
71,252
+10,000
+16% +$143K
PFX icon
85
PhenixFIN
PFX
$88.7M
$1.02M 0.32%
3,900
+1,620
+71% +$415K
SLF icon
86
Sun Life Financial
SLF
$45.3B
$1M 0.31%
27,282
-1,555
-5% -$53.6K
JQC icon
87
Nuveen Credit Strategies Income Fund
JQC
$702M
$978K 0.3%
104,535
+14,030
+16% +$131K
EEM icon
88
iShares MSCI Emerging Markets ETF
EEM
$28B
$973K 0.3%
22,497
-481
-2% -$20.4K
CIM
89
Chimera Investment
CIM
$1.08B
$971K 0.3%
20,299
+4,308
+27% +$203K
AMGN icon
90
Amgen
AMGN
$198B
$961K 0.3%
8,118
+2,299
+40% +$266K
CBL
91
DELISTED
CBL& Associates Properties, Inc.
CBL
$950K 0.3%
50,004
-3,222
-6% -$59.5K
QQQ icon
92
Invesco QQQ Trust
QQQ
$466B
$927K 0.29%
9,868
-191
-2% -$17K
DUK icon
93
Duke Energy
DUK
$97.5B
$916K 0.29%
12,352
-344
-3% -$24.7K
EWZ icon
94
iShares MSCI Brazil ETF
EWZ
$9.1B
$906K 0.28%
18,968
-1,108
-6% -$53K
MUE
95
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$902K 0.28%
68,105
+36,000
+112% +$472K
PCP
96
DELISTED
PRECISION CASTPARTS CORP
PCP
$887K 0.28%
3,513
+5
+0.1% +$1.28K
KOL
97
DELISTED
VanEck Vectors Coal ETF
KOL
$881K 0.27%
4,706
-59
-1% -$11.1K
META icon
98
Meta Platforms (Facebook)
META
$1.64T
$836K 0.26%
12,420
-1,142
-8% -$70.2K
PCN
99
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$834K 0.26%
49,149
+1,216
+3% +$20.5K
GOOG icon
100
Alphabet (Google) Class C
GOOG
$4.22T
$827K 0.26%
28,578
+1,236
+5% +$33.5K
2 3
4
5 6

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NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.