NL

NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
+2.23%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$291M
AUM Growth
+$291M
Cap. Flow
+$101M
Cap. Flow %
34.79%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$6.13M
2
FLC
Flaherty & Crumrine Total Return Fund
FLC
$5.39M
3
ERC
Allspring Multi-Sector Income Fund
ERC
$5.33M
4
AAPL icon
Apple
AAPL
$3.91M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$3.44M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.44M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
$2.21M
3
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.2M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$2.02M

Sector Composition

1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SLF icon
76
Sun Life Financial
SLF
$32.8B
$999K 0.34%
28,837
+3,698
+15% +$128K
CSP
77
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$988K 0.34%
+118,873
New +$988K
CBL
78
DELISTED
CBL& Associates Properties, Inc.
CBL
$945K 0.33%
53,226
+19,500
+58% +$346K
EEM icon
79
iShares MSCI Emerging Markets ETF
EEM
$18.9B
$942K 0.32%
22,978
+6,679
+41% +$274K
DUK icon
80
Duke Energy
DUK
$95.3B
$904K 0.31%
12,696
+3,274
+35% +$233K
EWZ icon
81
iShares MSCI Brazil ETF
EWZ
$5.35B
$904K 0.31%
+20,076
New +$904K
PCP
82
DELISTED
PRECISION CASTPARTS CORP
PCP
$887K 0.31%
3,508
+570
+19% +$144K
QQQ icon
83
Invesco QQQ Trust
QQQ
$361B
$882K 0.3%
10,059
-27,772
-73% -$2.44M
KOL
84
DELISTED
VanEck Vectors Coal ETF
KOL
$881K 0.3%
+47,646
New +$881K
GCI icon
85
Gannett
GCI
$603M
$875K 0.3%
+58,262
New +$875K
JQC icon
86
Nuveen Credit Strategies Income Fund
JQC
$759M
$861K 0.3%
+90,505
New +$861K
FAM
87
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$854K 0.29%
+61,252
New +$854K
META icon
88
Meta Platforms (Facebook)
META
$1.85T
$817K 0.28%
13,562
+2,929
+28% +$176K
PCN
89
PIMCO Corporate & Income Strategy Fund
PCN
$836M
$797K 0.27%
47,933
-44,514
-48% -$740K
RDS.A
90
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$790K 0.27%
+10,811
New +$790K
DD
91
DELISTED
Du Pont De Nemours E I
DD
$788K 0.27%
11,742
-11,000
-48% -$738K
F icon
92
Ford
F
$46.6B
$786K 0.27%
50,400
+5,746
+13% +$89.6K
VB icon
93
Vanguard Small-Cap ETF
VB
$66.1B
$770K 0.26%
6,815
+472
+7% +$53.3K
CWB icon
94
SPDR Bloomberg Convertible Securities ETF
CWB
$4.4B
$769K 0.26%
+15,890
New +$769K
FGP
95
DELISTED
Ferrellgas Partners, L.P.
FGP
$744K 0.26%
32,214
-62,059
-66% -$1.43M
DHR icon
96
Danaher
DHR
$147B
$743K 0.26%
9,910
+1,464
+17% +$110K
JWN
97
DELISTED
Nordstrom
JWN
$743K 0.26%
11,898
+5,769
+94% +$360K
FAX
98
abrdn Asia-Pacific Income Fund
FAX
$675M
$737K 0.25%
+120,569
New +$737K
CIM
99
Chimera Investment
CIM
$1.14B
$734K 0.25%
+239,865
New +$734K
TMUS icon
100
T-Mobile US
TMUS
$288B
$733K 0.25%
+22,182
New +$733K
2 3
4
5 6