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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$119M
Cap. Flow %
41.06%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$21.9M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.29M
4
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$5.22M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.36M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.45M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$2.21M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.15M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2M

Sector Composition

Rank Sector Weight
1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLF icon
76
Sun Life Financial
SLF
$45.3B
$999K 0.34%
28,837
+3,698
+15% +$127K
CSP
77
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$988K 0.34%
+118,873
New +$817K
CBL
78
DELISTED
CBL& Associates Properties, Inc.
CBL
$945K 0.33%
53,226
+19,500
+58% +$339K
EEM icon
79
iShares MSCI Emerging Markets ETF
EEM
$28B
$942K 0.32%
22,978
+6,679
+41% +$262K
DUK icon
80
Duke Energy
DUK
$97.5B
$904K 0.31%
12,696
+3,274
+35% +$228K
EWZ icon
81
iShares MSCI Brazil ETF
EWZ
$9.1B
$904K 0.31%
+20,076
New +$824K
PCP
82
DELISTED
PRECISION CASTPARTS CORP
PCP
$887K 0.31%
3,508
+570
+19% +$148K
QQQ icon
83
Invesco QQQ Trust
QQQ
$466B
$882K 0.3%
10,059
-27,772
-73% -$2.45M
KOL
84
DELISTED
VanEck Vectors Coal ETF
KOL
$881K 0.3%
+4,765
New +$859K
TDAY
85
USA Today Co
TDAY
$1.25B
$875K 0.3%
+58,262
New +$817K
JQC icon
86
Nuveen Credit Strategies Income Fund
JQC
$702M
$861K 0.3%
+90,505
New +$864K
FAM
87
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$854K 0.29%
+61,252
New +$850K
META icon
88
Meta Platforms (Facebook)
META
$1.64T
$817K 0.28%
13,562
+2,929
+28% +$186K
PCN
89
PIMCO Corporate & Income Strategy Fund
PCN
$875M
$797K 0.27%
47,933
-44,514
-48% -$740K
RDS.A
90
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$790K 0.27%
+10,811
New +$773K
DD
91
DELISTED
Du Pont De Nemours E I
DD
$788K 0.27%
12,364
-11,583
-48% -$709K
F icon
92
Ford
F
$56.7B
$786K 0.27%
50,400
+5,746
+13% +$88.9K
VB icon
93
Vanguard Small-Cap ETF
VB
$79.7B
$770K 0.26%
6,815
+472
+7% +$52.3K
CWB icon
94
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$769K 0.26%
+15,890
New +$764K
FGP
95
DELISTED
Ferrellgas Partners, L.P.
FGP
$744K 0.26%
32,214
-62,059
-66% -$1.49M
DHR icon
96
Danaher
DHR
$144B
$743K 0.26%
14,744
+2,178
+17% +$111K
JWN
97
DELISTED
Nordstrom
JWN
$743K 0.26%
11,898
+5,769
+94% +$347K
FAX
98
abrdn Asia-Pacific Income Fund
FAX
$592M
$737K 0.25%
+20,095
New +$716K
CIM
99
Chimera Investment
CIM
$1.08B
$734K 0.25%
+15,991
New +$744K
TMUS icon
100
T-Mobile US
TMUS
$208B
$733K 0.25%
+22,182
New +$703K
2 3
4
5 6

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NWAM LLC's Q1 2014 Portfolio in Review

As of Q1 2014, NWAM LLC held 299 positions worth $291M, up 54% from $188M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC deployed $119M of net new capital in Q1 2014, opening 121 new positions and adding to 110 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.45M trimmed.

  • NWAM LLC's largest Q1 2014 buy was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.
  • NWAM LLC added most to Apple in Q1 2014, an estimated $21.9M increase.
  • NWAM LLC's biggest Q1 2014 reduction was Invesco QQQ Trust, cutting an estimated $2.45M.
  • NWAM LLC fully exited WisdomTree International SmallCap Dividend Fund in Q1 2014, selling an estimated $2.21M.
  • NWAM LLC's ten largest holdings make up 23% of its $291M portfolio in Q1 2014.
  • NWAM LLC opened 121 new positions and closed 30 in Q1 2014.
  • NWAM LLC's portfolio value rose 54% quarter-over-quarter to $291M.

Based on NWAM LLC's 13F filing for Q1 2014, filed 9 Sep 2016.