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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+12.97%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$876M
AUM Growth
+$270M
Cap. Flow
+$191M
Cap. Flow %
21.78%
Top 10 Hldgs %
29.67%
Holding
467
New
219
Increased
82
Reduced
114
Closed
14

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$19.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$11M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.04M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.44M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$7.32M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.63M
2
CDW icon
CDW
CDW
+$3.36M
3
META icon
Meta Platforms (Facebook)
META
+$2.76M
4
URI icon
United Rentals
URI
+$2.34M
5
BABA icon
Alibaba
BABA
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 18.75%
2 Consumer Discretionary 6.22%
3 Industrials 5.07%
4 Financials 4.59%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
51
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$4.11M 0.47%
60,536
+27,074
+81% +$1.78M
ESGE icon
52
iShares ESG Aware MSCI EM ETF
ESGE
$6.48B
$4.09M 0.47%
+97,521
New +$3.8M
EFG icon
53
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$4.04M 0.46%
+40,031
New +$3.79M
USFR
54
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$4.04M 0.46%
160,919
+26,593
+20% +$667K
VO icon
55
Vanguard Mid-Cap ETF
VO
$106B
$3.97M 0.45%
76,748
+240
+0.3% +$11.6K
TIP icon
56
iShares TIPS Bond ETF
TIP
$14.5B
$3.95M 0.45%
30,935
-4,562
-13% -$575K
VTIP icon
57
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$3.84M 0.44%
75,099
-3,440
-4% -$175K
ECL icon
58
Ecolab
ECL
$76.4B
$3.73M 0.43%
17,230
-2,874
-14% -$600K
EBAY icon
59
eBay
EBAY
$49.8B
$3.72M 0.42%
+73,998
New +$3.78M
IWP icon
60
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$3.6M 0.41%
35,080
-802
-2% -$76.3K
NVDA icon
61
NVIDIA
NVDA
$4.77T
$3.59M 0.41%
274,760
-5,840
-2% -$78.2K
SMH icon
62
VanEck Semiconductor ETF
SMH
$65.2B
$3.59M 0.41%
32,840
-884
-3% -$87.6K
VWO icon
63
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.57M 0.41%
71,255
-4,490
-6% -$211K
ZBH icon
64
Zimmer Biomet
ZBH
$18B
$3.49M 0.4%
23,305
-4,031
-15% -$569K
TSLA icon
65
Tesla
TSLA
$1.22T
$3.39M 0.39%
+14,418
New +$2.46M
LOGI icon
66
Logitech
LOGI
$15.3B
$3.35M 0.38%
+34,515
New +$2.98M
TGT icon
67
Target
TGT
$63.3B
$3.34M 0.38%
18,915
-3,271
-15% -$546K
SDY icon
68
State Street SPDR S&P Dividend ETF
SDY
$22B
$3.32M 0.38%
31,301
+939
+3% +$95K
FFC
69
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$770M
$3.27M 0.37%
139,404
-1,350
-1% -$29.9K
SHYG icon
70
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$3.25M 0.37%
+71,413
New +$3.19M
PFE icon
71
Pfizer
PFE
$141B
$3.18M 0.36%
86,488
-3,753
-4% -$138K
PG icon
72
Procter & Gamble
PG
$346B
$3.09M 0.35%
22,192
-410
-2% -$57.3K
FAST icon
73
Fastenal
FAST
$54.2B
$3.06M 0.35%
125,434
-20,946
-14% -$493K
VLUE icon
74
iShares MSCI USA Value Factor ETF
VLUE
$9.29B
$2.85M 0.32%
+32,739
New +$2.66M
MBB icon
75
iShares MBS ETF
MBB
$39.1B
$2.79M 0.32%
+25,379
New +$2.79M
1 2
3
4 5

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NWAM LLC's Q4 2020 Portfolio in Review

As of Q4 2020, NWAM LLC held 467 positions worth $876M, up 45% from $606M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $191M of net new capital in Q4 2020, opening 219 new positions and adding to 82 existing holdings. Its largest new stake was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares US Home Construction ETF, an estimated $3.63M trimmed.

  • NWAM LLC's largest Q4 2020 buy was iShares US Treasury Bond ETF: 269,809 shares worth $7.35M.
  • NWAM LLC added most to Apple in Q4 2020, an estimated $19.4M increase.
  • NWAM LLC's biggest Q4 2020 reduction was iShares US Home Construction ETF, cutting an estimated $3.63M.
  • NWAM LLC fully exited Kirkland Lake Gold Ltd Ordinary in Q4 2020, selling an estimated $1.29M.
  • NWAM LLC's ten largest holdings make up 30% of its $876M portfolio in Q4 2020.
  • NWAM LLC opened 219 new positions and closed 14 in Q4 2020.
  • NWAM LLC's portfolio value rose 45% quarter-over-quarter to $876M.

Based on NWAM LLC's 13F filing for Q4 2020, filed 22 Jan 2021.