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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
51
Starbucks
SBUX
$118B
$4.94K 0.13%
75,193
-11,879
-14% -$961K
VYM icon
52
Vanguard High Dividend Yield ETF
VYM
$81.3B
$4.92K 0.13%
69,517
+11,615
+20% +$998K
FLC
53
Flaherty & Crumrine Total Return Fund
FLC
$174M
$4.8K 0.13%
291,145
-9,982
-3% -$210K
JNJ icon
54
Johnson & Johnson
JNJ
$641B
$4.8K 0.13%
36,578
+2,415
+7% +$343K
SPY icon
55
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$4.71K 0.13%
18,254
+9,589
+111% +$2.92M
USB icon
56
US Bancorp
USB
$98.9B
$4.35K 0.12%
126,204
-302
-0.2% -$14.6K
GOOG icon
57
Alphabet (Google) Class C
GOOG
$3.99T
$4.23K 0.11%
72,720
+22,500
+45% +$1.53M
VZ icon
58
Verizon
VZ
$198B
$4.07K 0.11%
75,717
+27,564
+57% +$1.58M
VEA icon
59
Vanguard FTSE Developed Markets ETF
VEA
$227B
$3.94K 0.11%
118,079
-4,125
-3% -$166K
IJH icon
60
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.94K 0.11%
136,780
+17,040
+14% +$634K
VV icon
61
Vanguard Large-Cap ETF
VV
$51.9B
$3.92K 0.11%
33,058
+431
+1% +$60.6K
RSP icon
62
Invesco S&P 500 Equal Weight ETF
RSP
$97.1B
$3.87K 0.1%
46,076
+341
+0.7% +$36.2K
VB icon
63
Vanguard Small-Cap ETF
VB
$79.9B
$3.81K 0.1%
33,003
-1,607
-5% -$241K
BA icon
64
Boeing
BA
$167B
$3.46K 0.09%
23,180
+1,956
+9% +$535K
VWO icon
65
Vanguard FTSE Emerging Markets ETF
VWO
$120B
$3.16K 0.09%
94,182
+6,138
+7% +$250K
SLYV icon
66
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
$3.14K 0.08%
76,929
+34,370
+81% +$1.94M
GOOGL icon
67
Alphabet (Google) Class A
GOOGL
$3.99T
$3.1K 0.08%
53,280
+2,880
+6% +$195K
ITB icon
68
iShares US Home Construction ETF
ITB
$2.35B
$2.91K 0.08%
100,484
+88,745
+756% +$3.8M
HD icon
69
Home Depot
HD
$335B
$2.84K 0.08%
15,229
+9,473
+165% +$2.08M
JPM icon
70
JPMorgan Chase
JPM
$947B
$2.79K 0.08%
30,960
+10,541
+52% +$1.28M
VIG icon
71
Vanguard Dividend Appreciation ETF
VIG
$112B
$2.71K 0.07%
26,221
-4,219
-14% -$503K
VO icon
72
Vanguard Mid-Cap ETF
VO
$107B
$2.67K 0.07%
81,240
+2,104
+3% +$87.1K
VOT icon
73
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$2.67K 0.07%
21,043
+946
+5% +$144K
INTC icon
74
Intel
INTC
$462B
$2.63K 0.07%
48,614
-1,285
-3% -$76K
VEU icon
75
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
$2.62K 0.07%
63,959
+20,260
+46% +$996K
1 2
3
4 5

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MYAM
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LBC
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CAM
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SC
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BGM
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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.