We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.48%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$534M
AUM Growth
+$32M
Cap. Flow
+$26.4M
Cap. Flow %
4.94%
Top 10 Hldgs %
27.46%
Holding
416
New
36
Increased
184
Reduced
117
Closed
22

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.48M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.41M
3
XOM icon
ExxonMobil
XOM
+$1.79M
4
BYND icon
Beyond Meat
BYND
+$1.48M
5
ABT icon
Abbott
ABT
+$1.37M

Top Sells

Rank Stock Value
1
DVYE icon
iShares Emerging Markets Dividend ETF
DVYE
+$1.06M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.05M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$1.03M
4
TAN icon
Invesco Solar ETF
TAN
+$632K
5
OUNZ icon
VanEck Merk Gold Trust
OUNZ
+$593K

Sector Composition

Rank Sector Weight
1 Technology 14.07%
2 Financials 5.59%
3 Industrials 4.91%
4 Consumer Discretionary 4.43%
5 Healthcare 3.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
51
AT&T
T
$152B
$2.19M 0.41%
76,584
-5,271
-6% -$140K
PCAR icon
52
PACCAR
PCAR
$66.4B
$2.19M 0.41%
46,839
+76
+0.2% +$3.47K
PFE icon
53
Pfizer
PFE
$143B
$2.18M 0.41%
63,934
-1,664
-3% -$60.5K
DVY icon
54
iShares Select Dividend ETF
DVY
$23.8B
$2.16M 0.41%
21,227
-862
-4% -$86K
JPM icon
55
JPMorgan Chase
JPM
$907B
$2.16M 0.4%
18,351
+28
+0.2% +$3.17K
VEU icon
56
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.11M 0.39%
42,267
-1,504
-3% -$75K
VTI icon
57
Vanguard Total Stock Market ETF
VTI
$658B
$2.05M 0.38%
13,576
+2,309
+20% +$348K
IWP icon
58
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$2.03M 0.38%
28,778
+5,732
+25% +$412K
ITOT icon
59
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$2.01M 0.38%
30,011
+4,669
+18% +$313K
VBR icon
60
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.99M 0.37%
15,423
-46
-0.3% -$5.89K
MDY icon
61
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$1.98M 0.37%
5,625
-2
-0% -$701
META icon
62
Meta Platforms (Facebook)
META
$1.64T
$1.95M 0.37%
10,968
+626
+6% +$119K
ABBV icon
63
AbbVie
ABBV
$450B
$1.9M 0.36%
25,124
+14,884
+145% +$1.02M
PTH icon
64
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$163M
$1.87M 0.35%
71,658
-963
-1% -$27.6K
VGK icon
65
Vanguard FTSE Europe ETF
VGK
$30B
$1.86M 0.35%
34,674
-693
-2% -$37.1K
HFWA icon
66
Heritage Financial
HFWA
$1.26B
$1.85M 0.35%
68,737
– –
UNP icon
67
Union Pacific
UNP
$179B
$1.84M 0.34%
11,348
+3,648
+47% +$613K
VCSH icon
68
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.82M 0.34%
22,423
-87
-0.4% -$7.03K
ABT icon
69
Abbott
ABT
$175B
$1.81M 0.34%
21,645
+16,102
+290% +$1.37M
IWM icon
70
iShares Russell 2000 ETF
IWM
$82.2B
$1.8M 0.34%
11,891
-6,875
-37% -$1.05M
XLY icon
71
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$1.78M 0.33%
29,454
+312
+1% +$18.8K
IJS icon
72
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$1.75M 0.33%
23,324
-70
-0.3% -$5.14K
IEMG icon
73
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.73M 0.32%
35,333
+2,531
+8% +$126K
PEP icon
74
PepsiCo
PEP
$187B
$1.73M 0.32%
12,606
+387
+3% +$51.4K
IMCV icon
75
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$1.68M 0.32%
31,380
+1,596
+5% +$83.7K
1 2
3
4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q3 2019 Portfolio in Review

As of Q3 2019, NWAM LLC held 416 positions worth $534M, up 6.4% from $502M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $26.4M of net new capital in Q3 2019, opening 36 new positions and adding to 184 existing holdings. Its largest new stake was Beyond Meat: 8,970 shares worth $1.33M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $1.05M trimmed.

  • NWAM LLC's largest Q3 2019 buy was Beyond Meat: 8,970 shares worth $1.33M.
  • NWAM LLC added most to Apple in Q3 2019, an estimated $2.48M increase.
  • NWAM LLC's biggest Q3 2019 reduction was iShares Russell 2000 ETF, cutting an estimated $1.05M.
  • NWAM LLC fully exited iShares Emerging Markets Dividend ETF in Q3 2019, selling an estimated $1.06M.
  • NWAM LLC's ten largest holdings make up 27% of its $534M portfolio in Q3 2019.
  • NWAM LLC opened 36 new positions and closed 22 in Q3 2019.
  • NWAM LLC's portfolio value rose 6.4% quarter-over-quarter to $534M.

Based on NWAM LLC's 13F filing for Q3 2019, filed 15 Oct 2019.