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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
51
JPMorgan Chase
JPM
$907B
$1.74M 0.45%
17,852
+1,002
+6% +$107K
MDY icon
52
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$1.7M 0.44%
5,624
-118
-2% -$39.3K
VBR icon
53
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.65M 0.42%
14,428
+6,513
+82% +$824K
IJT icon
54
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$1.58M 0.41%
19,652
+148
+0.8% +$13.2K
CSCO icon
55
Cisco
CSCO
$441B
$1.55M 0.4%
35,695
-1,924
-5% -$88K
EEM icon
56
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.54M 0.4%
39,523
-6,754
-15% -$271K
BAC icon
57
Bank of America
BAC
$430B
$1.54M 0.4%
62,618
-5,322
-8% -$144K
T icon
58
AT&T
T
$152B
$1.54M 0.39%
71,307
-569
-0.8% -$13.2K
BKK
59
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.52M 0.39%
103,007
– –
IJS icon
60
iShares S&P Small-Cap 600 Value ETF
IJS
$8.15B
$1.52M 0.39%
22,990
+72
+0.3% +$5.34K
META icon
61
Meta Platforms (Facebook)
META
$1.64T
$1.48M 0.38%
11,290
-661
-6% -$95.8K
IHI icon
62
iShares US Medical Devices ETF
IHI
$3.03B
$1.47M 0.38%
+44,160
New +$1.53M
IWO icon
63
iShares Russell 2000 Growth ETF
IWO
$14.7B
$1.45M 0.37%
8,608
-221
-3% -$41.2K
XLY icon
64
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$1.44M 0.37%
+29,142
New +$1.54M
IWP icon
65
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$1.4M 0.36%
24,650
-150
-0.6% -$9.13K
BP icon
66
BP
BP
$108B
$1.38M 0.35%
37,528
-2,407
-6% -$96.1K
IMCV icon
67
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.12B
$1.38M 0.35%
29,748
+8,934
+43% +$453K
VTI icon
68
Vanguard Total Stock Market ETF
VTI
$658B
$1.37M 0.35%
10,749
+2,869
+36% +$396K
TIP icon
69
iShares TIPS Bond ETF
TIP
$14.5B
$1.37M 0.35%
12,497
-1,398
-10% -$153K
HYLD
70
DELISTED
High Yield ETF
HYLD
$1.34M 0.34%
39,751
-968
-2% -$34.3K
IHF icon
71
iShares US Healthcare Providers ETF
IHF
$1.19B
$1.34M 0.34%
+40,480
New +$1.53M
DD icon
72
DuPont de Nemours
DD
$18.3B
$1.32M 0.34%
9,742
+744
+8% +$107K
JRI icon
73
Nuveen Real Asset Income & Growth Fund
JRI
$355M
$1.31M 0.34%
95,910
-9,458
-9% -$140K
VCSH icon
74
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$1.29M 0.33%
16,588
-1,450
-8% -$113K
AADR icon
75
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.1M
$1.28M 0.33%
31,867
-3,542
-10% -$161K
1 2
3
4 5

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.