We are live on !
Find out more
NWAM LLC Portfolio holdings
AUM
$2.09B
Turnover
11.56%
1-Year Est. Return
23.73%
Northwest Asset Management is an investment advisory firm that offers investment advice, financial planning and consulting. A separate division handles back-office work for other advisory firms. Gregory Allen Headrick established the firm in 2008, and Nelly Mubashi is its chief executive. Portfolios may follow a traditional strategic asset allocation approach or active allocation strategies, and the firm also manages money for other advisers' clients.
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
+23.73%
3 Year Est. Return
+125.61%
5 Year Est. Return
+141.03%
10 Year Est. Return
–
AUM
$2.09B
AUM Growth
+$89.9M
(+4.5%)
Cap. Flow
+$230M
Cap. Flow % of AUM
Cap. Flow %
10.98%
Top 10 Holdings %
Top 10 Hldgs %
25.57%
Holding
735
New
51
Increased
331
Reduced
283
Closed
34
Avg Time Held
2
years
Top 10 Avg Time Held
2.5
years
Top 20 Avg Time Held
2.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Quanta Services
PWR
|
+$140M |
| 2 |
ExxonMobil
XOM
|
+$20.1M |
| 3 |
Lowe's Companies
LOW
|
+$11.7M |
| 4 |
Republic Bancorp
RBCAA
|
+$9.7M |
| 5 |
SpaceX
SPCX
|
+$6.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
U.S. Core Equity 2 Portfolio ETF Class Shares
DFAC
|
+$16.3M |
| 2 |
Procure Space ETF
UFO
|
+$4.99M |
| 3 |
Planet Labs
PL
|
+$4.34M |
| 4 |
HONA
Honeywell Aerospace
HONA
|
+$3.04M |
| 5 |
EchoStar
ECHO
|
+$2.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.16% |
| 2 | Technology | 20.12% |
| 3 | Industrials | 5.02% |
| 4 | Healthcare | 4.46% |
| 5 | Financials | 3.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
651
Bloom Energy
BE
$56.8B
| $225K | 0.01% |
811
-460
| -36% | -$109K |
2026 Q2
1 quarter
|
|
652
Northern Trust
NTRS
$32.3B
| $224K | 0.01% |
1,325
-86
| -6% | -$15.7K |
2026 Q2
1 quarter
|
|
653
Alnylam Pharmaceuticals
ALNY
$22.1B
| $224K | 0.01% |
906
-6
| -0.7% | -$1.53K |
2024 Q2
9 quarters
|
|
654
Fidelity Blue Chip Growth ETF
FBCG
$7.16B
| $223K | 0.01% |
3,530
-116
| -3% | -$7.15K |
2026 Q2
1 quarter
|
|
655
abrdn Asia-Pacific Income Fund
FAX
$527M
| $221K | 0.01% |
16,911
-1,359
| -7% | -$19.5K |
2023 Q2
13 quarters
|
|
656
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
| $221K | 0.01% |
2,400
-9
| -0.4% | -$829 |
2026 Q2
1 quarter
|
|
657
Royal Bank of Canada
RY
$280B
| $220K | 0.01% |
1,118
-235
| -17% | -$48.9K |
2025 Q2
5 quarters
|
|
658
ServisFirst Bancshares
SFBS
$4.47B
| $219K | 0.01% |
5,486
+2
| +0% | +$86 |
2026 Q2
1 quarter
|
|
659
Waters Corp
WAT
$90.5B
| $219K | 0.01% |
+499
| New | +$200K |
2026 Q3
0 quarters
|
|
660
Fidelity Dividend ETF for Rising Rates
FDRR
$759M
| $219K | 0.01% |
3,211
-207
| -6% | -$14.2K |
2025 Q3
4 quarters
|
|
661
GRAIL Inc
GRAL
$5.21B
| $219K | 0.01% |
+1,560
| New | +$124K |
2026 Q3
0 quarters
|
|
662
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$15.7M
| $218K | 0.01% |
6,423
-30
| -0.5% | -$1.1K |
2024 Q3
8 quarters
|
|
663
Capital Group New Geography Equity ETF
CGNG
$3B
| $217K | 0.01% |
+5,953
| New | +$217K |
2026 Q3
0 quarters
|
|
664
Synopsys
SNPS
$87.2B
| $217K | 0.01% |
498
-254
| -34% | -$104K |
2025 Q2
5 quarters
|
|
665
BP
BP
$118B
| $213K | 0.01% |
+4,848
| New | +$208K |
2026 Q3
0 quarters
|
|
666
Global X Uranium ETF
URA
$4.4B
| $213K | 0.01% |
5,344
-1,650
| -24% | -$70.7K |
2025 Q2
5 quarters
|
|
667
iShares Russell Top 200 ETF
IWL
$2.2B
| $213K | 0.01% |
1,119
-180
| -14% | -$33.9K |
2026 Q2
1 quarter
|
|
668
iShares Emerging Markets Equity Factor ETF
EMGF
$1.89B
| $212K | 0.01% |
+2,960
| New | +$210K |
2026 Q3
0 quarters
|
|
669
Annaly Capital Management
NLY
$13.9B
| $211K | 0.01% |
+11,156
| New | +$251K |
2026 Q3
0 quarters
|
|
670
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.29B
| $210K | 0.01% |
2,289
+9
| +0.4% | +$860 |
2026 Q2
1 quarter
|
|
671
Fidelity Emerging Markets Multifactor ETF
FDEM
$495M
| $209K | 0.01% |
5,888
| – | – |
2026 Q2
1 quarter
|
|
672
Capital Group Global Growth Equity ETF
CGGO
$11.8B
| $209K | 0.01% |
+5,256
| New | +$211K |
2026 Q3
0 quarters
|
|
673
Yum! Brands
YUM
$43.3B
| $209K | 0.01% |
1,530
-40
| -3% | -$5.98K |
2026 Q2
1 quarter
|
|
674
Arm
ARM
$204B
| $208K | 0.01% |
717
-50
| -7% | -$13.6K |
2024 Q3
8 quarters
|
|
675
Vanguard 0-3 Month Treasury Bill ETF
VBIL
$11.4B
| $208K | 0.01% |
+2,742
| New | +$207K |
2026 Q3
0 quarters
|
|
Similar funds
NWAM LLC's Q3 2026 Portfolio in Review
As of Q3 2026, NWAM LLC held 735 positions worth $2.09B, up 4.5% from $2B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
NWAM LLC deployed $230M of net new capital in Q3 2026, opening 51 new positions and adding to 331 existing holdings. Its largest new stake was ExxonMobil: 128,480 shares worth $20.9M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 55% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Honeywell Aerospace, an estimated $3.04M trimmed.
- NWAM LLC's largest Q3 2026 buy was ExxonMobil: 128,480 shares worth $20.9M.
- NWAM LLC added most to Quanta Services in Q3 2026, an estimated $140M increase.
- NWAM LLC's biggest Q3 2026 reduction was Honeywell Aerospace, cutting an estimated $3.04M.
- NWAM LLC fully exited U.S. Core Equity 2 Portfolio ETF Class Shares in Q3 2026, selling an estimated $16.3M.
- NWAM LLC's ten largest holdings make up 26% of its $2.09B portfolio in Q3 2026.
- NWAM LLC opened 51 new positions and closed 34 in Q3 2026.
- NWAM LLC's portfolio value rose 4.5% quarter-over-quarter to $2.09B.
Based on NWAM LLC's 13F filing for Q3 2026, filed 9 Nov 2026.