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NWAM LLC Portfolio holdings
AUM
$2.09B
Turnover
11.56%
1-Year Est. Return
23.73%
Northwest Asset Management is an investment advisory firm that offers investment advice, financial planning and consulting. A separate division handles back-office work for other advisory firms. Gregory Allen Headrick established the firm in 2008, and Nelly Mubashi is its chief executive. Portfolios may follow a traditional strategic asset allocation approach or active allocation strategies, and the firm also manages money for other advisers' clients.
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
+23.73%
3 Year Est. Return
+125.61%
5 Year Est. Return
+141.03%
10 Year Est. Return
–
AUM
$2.09B
AUM Growth
+$89.9M
(+4.5%)
Cap. Flow
+$230M
Cap. Flow % of AUM
Cap. Flow %
10.98%
Top 10 Holdings %
Top 10 Hldgs %
25.57%
Holding
735
New
51
Increased
331
Reduced
283
Closed
34
Avg Time Held
2
years
Top 10 Avg Time Held
2.5
years
Top 20 Avg Time Held
2.5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Quanta Services
PWR
|
+$140M |
| 2 |
ExxonMobil
XOM
|
+$20.1M |
| 3 |
Lowe's Companies
LOW
|
+$11.7M |
| 4 |
Republic Bancorp
RBCAA
|
+$9.7M |
| 5 |
SpaceX
SPCX
|
+$6.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
U.S. Core Equity 2 Portfolio ETF Class Shares
DFAC
|
+$16.3M |
| 2 |
Procure Space ETF
UFO
|
+$4.99M |
| 3 |
Planet Labs
PL
|
+$4.34M |
| 4 |
HONA
Honeywell Aerospace
HONA
|
+$3.04M |
| 5 |
EchoStar
ECHO
|
+$2.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.16% |
| 2 | Technology | 20.12% |
| 3 | Industrials | 5.02% |
| 4 | Healthcare | 4.46% |
| 5 | Financials | 3.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
576
Medtronic
MDT
$132B
| $304K | 0.01% |
3,521
-83
| -2% | -$7.32K |
2025 Q2
5 quarters
|
|
577
State Street SPDR S&P Biotech ETF
XBI
$10.2B
| $304K | 0.01% |
+1,925
| New | +$304K |
2026 Q3
0 quarters
|
|
578
Target
TGT
$73.3B
| $303K | 0.01% |
1,931
+108
| +6% | +$16.2K |
2026 Q1
2 quarters
|
|
579
Vanguard S&P 500 Growth ETF
VOOG
$26.2B
| $302K | 0.01% |
3,535
+13
| +0.4% | +$1.08K |
2024 Q3
8 quarters
|
|
580
State Street SPDR Portfolio Europe ETF
SPEU
$715M
| $301K | 0.01% |
+10,877
| New | +$607K |
2026 Q3
0 quarters
|
|
581
Intercontinental Exchange
ICE
$100B
| $296K | 0.01% |
1,947
-31
| -2% | -$4.68K |
2025 Q2
5 quarters
|
|
582
Duff & Phelps Utility and Infrastructure Fund
DPG
$505M
| $292K | 0.01% |
22,789
-5,889
| -21% | -$84.3K |
2024 Q4
7 quarters
|
|
583
Baker Hughes
BKR
$49.1B
| $290K | 0.01% |
5,276
-722
| -12% | -$43K |
2025 Q4
3 quarters
|
|
584
Vanguard Russell 2000 ETF
VTWO
$16.6B
| $289K | 0.01% |
2,575
+546
| +27% | +$64.8K |
2026 Q2
1 quarter
|
|
585
State Street Blackstone High Income ETF
HYBL
$559M
| $288K | 0.01% |
10,440
+2,378
| +29% | +$66.4K |
2026 Q1
2 quarters
|
|
586
AGNC Investment
AGNC
$10.5B
| $286K | 0.01% |
31,495
+837
| +3% | +$8.89K |
2024 Q3
8 quarters
|
|
587
Old Dominion Freight Line
ODFL
$36B
| $282K | 0.01% |
1,622
-11
| -0.7% | -$2.25K |
2026 Q2
1 quarter
|
|
588
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.17B
| $281K | 0.01% |
1,217
-997
| -45% | -$263K |
2025 Q3
4 quarters
|
|
589
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.14B
| $280K | 0.01% |
11,229
-1,047
| -9% | -$26.3K |
2025 Q2
5 quarters
|
|
590
iShares 3-7 Year Treasury Bond ETF
IEI
$16.8B
| $277K | 0.01% |
2,438
-9,278
| -79% | -$1.08M |
2024 Q3
8 quarters
|
|
591
WisdomTree Cybersecurity Fund
WCBR
$202M
| $274K | 0.01% |
+5,977
| New | +$241K |
2026 Q3
0 quarters
|
|
592
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$633M
| $273K | 0.01% |
+7,843
| New | +$160K |
2026 Q3
0 quarters
|
|
593
Enbridge
ENB
$106B
| $273K | 0.01% |
5,872
+1,823
| +45% | +$94.3K |
2026 Q1
2 quarters
|
|
594
State Street SPDR Portfolio Short Term Corporate Bond Index ETF
SPSB
$11B
| $272K | 0.01% |
9,209
| – | – |
2026 Q2
1 quarter
|
|
595
Reaves Utility Income Fund
UTG
$3.13B
| $272K | 0.01% |
7,912
| – | – |
2025 Q1
6 quarters
|
|
596
Dimensional US Marketwide Value ETF
DFUV
$16B
| $272K | 0.01% |
4,937
+22
| +0.4% | +$1.24K |
2026 Q2
1 quarter
|
|
597
Fortinet
FTNT
$93.5B
| $271K | 0.01% |
1,514
-36
| -2% | -$5.84K |
2026 Q2
1 quarter
|
|
598
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.15B
| $268K | 0.01% |
2,118
| – | – |
2026 Q1
2 quarters
|
|
599
Carnival Corporation Ltd
CCL
$39.3B
| $268K | 0.01% |
10,906
-207
| -2% | -$5.3K |
2024 Q3
8 quarters
|
|
600
Invesco Water Resources ETF
PHO
$2.13B
| $267K | 0.01% |
3,931
+2
| +0.1% | +$140 |
2024 Q3
8 quarters
|
|
Similar funds
NWAM LLC's Q3 2026 Portfolio in Review
As of Q3 2026, NWAM LLC held 735 positions worth $2.09B, up 4.5% from $2B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
NWAM LLC deployed $230M of net new capital in Q3 2026, opening 51 new positions and adding to 331 existing holdings. Its largest new stake was ExxonMobil: 128,480 shares worth $20.9M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, down from 55% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Honeywell Aerospace, an estimated $3.04M trimmed.
- NWAM LLC's largest Q3 2026 buy was ExxonMobil: 128,480 shares worth $20.9M.
- NWAM LLC added most to Quanta Services in Q3 2026, an estimated $140M increase.
- NWAM LLC's biggest Q3 2026 reduction was Honeywell Aerospace, cutting an estimated $3.04M.
- NWAM LLC fully exited U.S. Core Equity 2 Portfolio ETF Class Shares in Q3 2026, selling an estimated $16.3M.
- NWAM LLC's ten largest holdings make up 26% of its $2.09B portfolio in Q3 2026.
- NWAM LLC opened 51 new positions and closed 34 in Q3 2026.
- NWAM LLC's portfolio value rose 4.5% quarter-over-quarter to $2.09B.
Based on NWAM LLC's 13F filing for Q3 2026, filed 9 Nov 2026.