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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDIS icon
501
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.62B
– –
-4,709
Closed -$283K
FIDU icon
502
Fidelity MSCI Industrials Index ETF
FIDU
$2.35B
– –
-7,940
Closed -$359K
FIS icon
503
Fidelity National Information Services
FIS
$22.3B
– –
-2,839
Closed -$270K
GD icon
504
General Dynamics
GD
$105B
– –
-1,574
Closed -$343K
GPC icon
505
Genuine Parts
GPC
$17.6B
– –
-2,664
Closed -$360K
HIG icon
506
Hartford Financial Services
HIG
$38.4B
– –
-3,853
Closed -$251K
HPQ icon
507
HP
HPQ
$24.3B
– –
-6,334
Closed -$200K
HYMB icon
508
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
– –
-7,794
Closed -$202K
IFF icon
509
International Flavors & Fragrances
IFF
$19.5B
– –
-1,868
Closed -$222K
INFY icon
510
Infosys
INFY
$47.4B
– –
-10,484
Closed -$195K
ITW icon
511
Illinois Tool Works
ITW
$81.9B
– –
-1,695
Closed -$309K
IVOO icon
512
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.74B
– –
-2,600
Closed -$201K
MNST icon
513
Monster Beverage
MNST
$93.2B
– –
-4,194
Closed -$201K
NEM icon
514
Newmont
NEM
$98.5B
– –
-17,390
Closed -$1.04M
NLY icon
515
Annaly Capital Management
NLY
$16.9B
– –
-10,706
Closed -$264K
NUE icon
516
Nucor
NUE
$56.4B
– –
-3,568
Closed -$373K
NULV icon
517
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
– –
-6,166
Closed -$206K
PAAS icon
518
Pan American Silver
PAAS
$18.6B
– –
-23,438
Closed -$439K
PARA
519
DELISTED
Paramount Global Class B
PARA
– –
-14,318
Closed -$356K
PECO icon
520
Phillips Edison & Co
PECO
$5.46B
– –
-6,795
Closed -$232K
PRU icon
521
Prudential Financial
PRU
$42.3B
– –
-2,143
Closed -$204K
QLD icon
522
ProShares Ultra QQQ
QLD
$12.5B
– –
-9,602
Closed -$208K
ROK icon
523
Rockwell Automation
ROK
$51.9B
– –
-1,143
Closed -$228K
SCHA icon
524
Schwab U.S Small- Cap ETF
SCHA
$22.4B
– –
-12,914
Closed -$256K
SCHB icon
525
Schwab US Broad Market ETF
SCHB
$42.8B
– –
-15,039
Closed -$224K
18 19 20
21
22

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.