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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
26
iShares Core US Aggregate Bond ETF
AGG
$139B
$3M 0.77%
28,183
-2,816
-9% -$295K
CVX icon
27
Chevron
CVX
$373B
$2.84M 0.73%
26,115
-624
-2% -$72.3K
RITM icon
28
Rithm Capital
RITM
$5.2B
$2.84M 0.73%
199,771
-4,025
-2% -$68K
IJR icon
29
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.76M 0.71%
39,853
-510
-1% -$39.4K
PG icon
30
Procter & Gamble
PG
$349B
$2.75M 0.71%
29,910
+3,864
+15% +$345K
VO icon
31
Vanguard Mid-Cap ETF
VO
$106B
$2.74M 0.7%
79,328
-1,228
-2% -$46.1K
FFC
32
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$2.65M 0.68%
158,679
-3,905
-2% -$66.4K
JNJ icon
33
Johnson & Johnson
JNJ
$609B
$2.63M 0.68%
20,415
+1,836
+10% +$256K
VIG icon
34
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.61M 0.67%
26,660
-375
-1% -$39.1K
ERC
35
Allspring Multi-Sector Income Fund
ERC
$256M
$2.6M 0.67%
234,939
-49,165
-17% -$568K
PFE icon
36
Pfizer
PFE
$143B
$2.45M 0.63%
59,225
+1,452
+3% +$60.3K
VOT icon
37
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$2.38M 0.61%
19,875
+1,096
+6% +$141K
INTC icon
38
Intel
INTC
$478B
$2.28M 0.59%
48,632
+2,378
+5% +$111K
BNDX icon
39
Vanguard Total International Bond ETF
BNDX
$82.2B
$2.24M 0.58%
41,365
+1,415
+4% +$77.2K
GOOG icon
40
Alphabet (Google) Class C
GOOG
$4.22T
$2.22M 0.57%
42,880
+420
+1% +$22.5K
VZ icon
41
Verizon
VZ
$182B
$2.15M 0.55%
38,205
+144
+0.4% +$8.17K
SDY icon
42
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.15M 0.55%
23,986
+164
+0.7% +$15.5K
GOOGL icon
43
Alphabet (Google) Class A
GOOGL
$4.23T
$2.07M 0.53%
39,540
+500
+1% +$27K
HFWA icon
44
Heritage Financial
HFWA
$1.26B
$2.06M 0.53%
69,187
-450
-0.6% -$14.7K
IGV icon
45
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$2.01M 0.52%
57,820
+725
+1% +$26.3K
VEU icon
46
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.89M 0.49%
41,429
-2,508
-6% -$120K
XOM icon
47
ExxonMobil
XOM
$611B
$1.85M 0.48%
27,156
+4,710
+21% +$370K
DVY icon
48
iShares Select Dividend ETF
DVY
$23.8B
$1.85M 0.48%
20,714
-831
-4% -$79.6K
SPY icon
49
State Street SPDR S&P 500 ETF Trust
SPY
$774B
$1.79M 0.46%
7,154
+66
+0.9% +$17.8K
PCAR icon
50
PACCAR
PCAR
$66.4B
$1.76M 0.45%
46,149
-327
-0.7% -$13.1K
1
2
3 4 5

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NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.