We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.53%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$321M
AUM Growth
+$30.8M
Cap. Flow
+$3.96M
Cap. Flow %
1.23%
Top 10 Hldgs %
22.51%
Holding
311
New
42
Increased
111
Reduced
139
Closed
11

Top Buys

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$11.9M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.41M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.09M
4
DOC icon
Healthpeak Properties
DOC
+$1.76M
5
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$1.76M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$27.7M
2
WELL icon
Welltower
WELL
+$1.76M
3
LUMN icon
Lumen
LUMN
+$1.42M
4
CVX icon
Chevron
CVX
+$1.26M
5
CSP
AMER STRATEGIC INCM PTFL-III
CSP
+$988K

Sector Composition

Rank Sector Weight
1 Technology 9.82%
2 Financials 8.2%
3 Industrials 6.16%
4 Healthcare 5.33%
5 Energy 5.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
26
Costco
COST
$419B
$2.88M 0.9%
25,012
+4
+0% +$459
O icon
27
Realty Income
O
$61.3B
$2.84M 0.88%
66,038
-5,642
-8% -$236K
MO icon
28
Altria Group
MO
$122B
$2.82M 0.88%
67,294
-3,551
-5% -$143K
CVX icon
29
Chevron
CVX
$366B
$2.79M 0.87%
21,378
-10,121
-32% -$1.26M
XOM icon
30
ExxonMobil
XOM
$605B
$2.75M 0.86%
27,357
-358
-1% -$36.1K
T icon
31
AT&T
T
$153B
$2.7M 0.84%
101,152
-1,044
-1% -$28K
AGG icon
32
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.58M 0.8%
23,616
-125
-0.5% -$13.6K
APU
33
DELISTED
AmeriGas Partners, L.P.
APU
$2.57M 0.8%
56,554
-3,393
-6% -$155K
PFE icon
34
Pfizer
PFE
$143B
$2.51M 0.78%
89,071
+8,911
+11% +$254K
BMY icon
35
Bristol-Myers Squibb
BMY
$124B
$2.46M 0.76%
50,636
+3,356
+7% +$165K
SPAB icon
36
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.6B
$2.43M 0.76%
+83,762
New +$2.41M
MRK icon
37
Merck
MRK
$315B
$2.39M 0.74%
43,290
+1,214
+3% +$66.2K
AAXJ icon
38
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$2.31M 0.72%
36,781
-2,241
-6% -$137K
CSCO icon
39
Cisco
CSCO
$432B
$2.23M 0.69%
89,826
-8,684
-9% -$207K
JPM icon
40
JPMorgan Chase
JPM
$912B
$2.21M 0.69%
38,345
+1,902
+5% +$107K
PM icon
41
Philip Morris
PM
$296B
$2.2M 0.69%
26,124
-1,261
-5% -$109K
DD icon
42
DuPont de Nemours
DD
$18.1B
$2.2M 0.69%
16,899
-995
-6% -$127K
DJP icon
43
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$795M
$2.02M 0.63%
51,156
-234
-0.5% -$9.32K
IYR icon
44
iShares US Real Estate ETF
IYR
$4.83B
$2.01M 0.63%
28,011
-1,672
-6% -$118K
BND icon
45
Vanguard Total Bond Market
BND
$159B
$1.89M 0.59%
22,923
-253
-1% -$20.7K
LQD icon
46
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.86M 0.58%
15,625
-211
-1% -$25K
COP icon
47
ConocoPhillips
COP
$137B
$1.8M 0.56%
20,961
-2,569
-11% -$200K
DOC icon
48
Healthpeak Properties
DOC
$15.4B
$1.77M 0.55%
+46,867
New +$1.76M
TLT icon
49
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.76M 0.55%
15,495
-628
-4% -$70.1K
EFA icon
50
iShares MSCI EAFE ETF
EFA
$76.5B
$1.69M 0.53%
24,735
-373
-1% -$25.6K
1
2
3 4 5

Similar funds

MCWS
McKinley Carter Wealth Services Wheeling, West Virginia $1.73B AUM 17.28% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

NWAM LLC's Q2 2014 Portfolio in Review

As of Q2 2014, NWAM LLC held 311 positions worth $321M, up 11% from $291M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC's Q2 2014 filing shows 42 new, 111 increased, 139 reduced and 11 closed positions. Its largest new stake was Anadarko Petroleum: 116,577 shares worth $100K. The largest sale was Apple, an estimated $27.7M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q2 2014 buy was Anadarko Petroleum: 116,577 shares worth $100K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q2 2014, an estimated $2.09M increase.
  • NWAM LLC's biggest Q2 2014 reduction was Apple, cutting an estimated $27.7M.
  • NWAM LLC fully exited Lumen in Q2 2014, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 23% of its $321M portfolio in Q2 2014.
  • NWAM LLC opened 42 new positions and closed 11 in Q2 2014.
  • NWAM LLC's portfolio value rose 11% quarter-over-quarter to $321M.

Based on NWAM LLC's 13F filing for Q2 2014, filed 9 Sep 2016.