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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+2.22%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$291M
AUM Growth
+$102M
Cap. Flow
+$119M
Cap. Flow %
41.06%
Top 10 Hldgs %
23.13%
Holding
299
New
121
Increased
110
Reduced
35
Closed
30

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$21.9M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6M
3
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.29M
4
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$5.22M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.36M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.45M
2
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$2.21M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.15M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2M

Sector Composition

Rank Sector Weight
1 Technology 10.58%
2 Financials 8.79%
3 Industrials 6.42%
4 Consumer Discretionary 5.25%
5 Healthcare 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
26
Realty Income
O
$61.3B
$2.84M 0.98%
71,680
+33,800
+89% +$1.34M
COST icon
27
Costco
COST
$417B
$2.79M 0.96%
25,008
+9,828
+65% +$1.12M
T icon
28
AT&T
T
$152B
$2.71M 0.93%
102,196
+26,846
+36% +$674K
XOM icon
29
ExxonMobil
XOM
$611B
$2.71M 0.93%
27,715
+10,312
+59% +$983K
MO icon
30
Altria Group
MO
$124B
$2.65M 0.91%
70,845
+45,600
+181% +$1.66M
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$139B
$2.56M 0.88%
23,741
+3,070
+15% +$330K
APU
32
DELISTED
AmeriGas Partners, L.P.
APU
$2.53M 0.87%
59,947
+12,226
+26% +$520K
FFC
33
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$2.48M 0.85%
+129,092
New +$2.39M
BMY icon
34
Bristol-Myers Squibb
BMY
$124B
$2.46M 0.84%
47,280
+16,279
+53% +$866K
PFE icon
35
Pfizer
PFE
$143B
$2.44M 0.84%
80,160
+35,009
+78% +$1.04M
AAXJ icon
36
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$2.31M 0.79%
+39,022
New +$2.24M
MRK icon
37
Merck
MRK
$315B
$2.28M 0.78%
42,076
+10,854
+35% +$562K
PM icon
38
Philip Morris
PM
$301B
$2.24M 0.77%
27,385
+25,053
+1,074% +$2.02M
JPM icon
39
JPMorgan Chase
JPM
$907B
$2.21M 0.76%
36,443
+4,792
+15% +$277K
CSCO icon
40
Cisco
CSCO
$441B
$2.21M 0.76%
98,510
+14,558
+17% +$322K
DD icon
41
DuPont de Nemours
DD
$18.3B
$2.2M 0.76%
17,894
-2,853
-14% -$336K
DJP icon
42
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$795M
$2.03M 0.7%
51,390
-16,643
-24% -$635K
IYR icon
43
iShares US Real Estate ETF
IYR
$4.83B
$2.01M 0.69%
+29,683
New +$1.97M
BND icon
44
Vanguard Total Bond Market
BND
$159B
$1.88M 0.65%
23,176
+1,578
+7% +$128K
LQD icon
45
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$35.2B
$1.85M 0.64%
15,836
+2,005
+14% +$233K
TLT icon
46
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$1.76M 0.61%
+16,123
New +$1.72M
WELL icon
47
Welltower
WELL
$172B
$1.74M 0.6%
+44,849
New +$2.56M
EFA icon
48
iShares MSCI EAFE ETF
EFA
$76.5B
$1.69M 0.58%
25,108
-20,295
-45% -$1.34M
COP icon
49
ConocoPhillips
COP
$140B
$1.66M 0.57%
23,530
+9,124
+63% +$611K
BP icon
50
BP
BP
$108B
$1.59M 0.55%
40,361
+7,316
+22% +$289K
1
2
3 4 5

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NWAM LLC's Q1 2014 Portfolio in Review

As of Q1 2014, NWAM LLC held 299 positions worth $291M, up 54% from $188M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

NWAM LLC deployed $119M of net new capital in Q1 2014, opening 121 new positions and adding to 110 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 11% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $2.45M trimmed.

  • NWAM LLC's largest Q1 2014 buy was BlackRock Credit Allocation Income Trust: 453,690 shares worth $6.13M.
  • NWAM LLC added most to Apple in Q1 2014, an estimated $21.9M increase.
  • NWAM LLC's biggest Q1 2014 reduction was Invesco QQQ Trust, cutting an estimated $2.45M.
  • NWAM LLC fully exited WisdomTree International SmallCap Dividend Fund in Q1 2014, selling an estimated $2.21M.
  • NWAM LLC's ten largest holdings make up 23% of its $291M portfolio in Q1 2014.
  • NWAM LLC opened 121 new positions and closed 30 in Q1 2014.
  • NWAM LLC's portfolio value rose 54% quarter-over-quarter to $291M.

Based on NWAM LLC's 13F filing for Q1 2014, filed 9 Sep 2016.