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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZS icon
451
Zscaler
ZS
$24.5B
$207K 0.02%
+1,769
New +$212K
PRU icon
452
Prudential Financial
PRU
$43B
$205K 0.02%
2,478
-336
-12% -$32.1K
CI icon
453
Cigna
CI
$79.6B
$205K 0.02%
801
-76
-9% -$22.1K
RWL icon
454
Invesco S&P 500 Revenue ETF
RWL
$9.67B
$204K 0.02%
+2,686
New +$204K
GPC icon
455
Genuine Parts
GPC
$17.9B
$204K 0.02%
1,218
+8
+0.7% +$1.35K
AEP icon
456
American Electric Power
AEP
$72.4B
$204K 0.02%
2,238
-294
-12% -$26.9K
CSA
457
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$202K 0.02%
3,408
-864
-20% -$53K
WY icon
458
Weyerhaeuser
WY
$17.7B
$202K 0.02%
6,705
-701
-9% -$22.1K
SJM icon
459
J.M. Smucker
SJM
$13.2B
$202K 0.02%
1,283
-115
-8% -$17.5K
ET icon
460
Energy Transfer Partners
ET
$69.5B
$188K 0.02%
15,071
+361
+2% +$4.56K
ERC
461
Allspring Multi-Sector Income Fund
ERC
$253M
$180K 0.02%
19,643
+7
+0% +$68
HBAN icon
462
Huntington Bancshares
HBAN
$35B
$158K 0.02%
+14,150
New +$197K
PLTR icon
463
Palantir
PLTR
$296B
$152K 0.02%
17,929
-2,466
-12% -$19.3K
ZVIA icon
464
Zevia
ZVIA
$116M
$138K 0.01%
35,866
– –
GGN
465
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$138K 0.01%
37,600
-128,932
-77% -$474K
DCGO icon
466
DocGo
DCGO
$62.4M
$130K 0.01%
+15,000
New +$132K
BINI
467
DELISTED
Bollinger Innovations
BINI
– –
0
– –
VOD icon
468
Vodafone
VOD
$37.7B
$111K 0.01%
+10,022
New +$114K
AMLI
469
DELISTED
American Lithium Corp. Common Stock
AMLI
$80.8K 0.01%
+35,000
New +$103K
SOFI icon
470
SoFi Technologies
SOFI
$21.5B
$79.6K 0.01%
+13,117
New +$79.5K
RIG icon
471
Transocean
RIG
$5.52B
$71.9K 0.01%
11,300
-11,646
-51% -$74.8K
FSR
472
DELISTED
Fisker Inc.
FSR
$69.4K 0.01%
+11,301
New +$77.9K
GERN icon
473
Geron
GERN
$930M
$43.4K ﹤0.01%
+20,000
New +$56.8K
QCLS
474
Q/C Technologies Inc
QCLS
$22.3M
$43K ﹤0.01%
+8
New +$44.6K
XLO icon
475
Xilio Therapeutics
XLO
$60.2M
$31.7K ﹤0.01%
714
– –
17 18
19
20 21

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BGM
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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.