NWAM LLC
SOFI icon

NWAM LLC’s SoFi Technologies SOFI Stock Holding History

NWAM LLC’s Portfolio SOFI Stock Details SOFI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$1.15M Sell
73,416
-3,148
-4% -$55.4K 0.06% 307
2026
Q2 		$1.37M Buy
76,564
+15,108
+25% +$256K 0.07% 266
2026
Q1 		$976K Buy
61,456
+747
+1% +$15.7K 0.06% 299
2025
Q4 		$1.57M Buy
60,709
+2,279
+4% +$63.5K 0.09% 208
2025
Q3 		$1.67M Sell
58,430
-4,549
-7% -$108K 0.09% 209
2025
Q2 		$1.42M Buy
62,979
+4,321
+7% +$57K 0.08% 221
2025
Q1 		$682K Buy
58,658
+14,023
+31% +$202K 0.06% 263
2024
Q4 		$687K Buy
44,635
+4,531
+11% +$58.9K 0.04% 324
2024
Q3 		$315K Buy
40,104
+7,255
+22% +$52.7K 0.02% 483
2024
Q2 		$217K Sell
32,849
-24,572
-43% -$173K 0.06% 140
2024
Q1 		$405K Buy
57,421
+18,263
+47% +$145K 0.03% 374
2023
Q4 		$390K Buy
39,158
+8,845
+29% +$70.3K 0.03% 383
2023
Q3 		$242K Buy
30,313
+9,245
+44% +$81.3K 0.02% 432
2023
Q2 		$176K Buy
21,068
+7,951
+61% +$51.8K 0.01% 517
2023
Q1 		$79.6K Buy
+13,117
New +$79.5K 0.01% 470

Other funds holding SOFI

UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return
Citigroup
Citigroup New York $308B AUM 40.94% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return
Mitsubishi UFJ Asset Management
Mitsubishi UFJ Asset Management Tokyo, Japan $194B AUM 32.2% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $313B AUM 26.62% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return
Davenport & Co
Davenport & Co Richmond, Virginia $19.9B AUM 12.67% 1-Year Est. Return
Nuveen
Nuveen Charlotte, North Carolina $420B AUM 34.97% 1-Year Est. Return

NWAM LLC's SOFI Position: Q3 2026 in Review

NWAM LLC reduced its SoFi Technologies (SOFI) stake by 4.1% in Q3 2026, selling an estimated $55.4K and leaving 73,416 shares worth $1.15M. The position accounts for 0.06% of the portfolio, ranked #307.

NWAM LLC first reported a position in SOFI in Q1 2023 and has held it in 15 quarters since. The position peaked at $1.67M in Q3 2025. 555 funds tracked by Wall St. Rank hold SOFI as of Q3 2026.

  • NWAM LLC held 73,416 shares of SoFi Technologies worth $1.15M as of Q3 2026.
  • NWAM LLC sold 3,148 SoFi Technologies shares in Q3 2026, an estimated $55.4K.
  • SoFi Technologies made up 0.06% of NWAM LLC's portfolio in Q3 2026, its #307 holding.
  • NWAM LLC first reported a position in SoFi Technologies in Q1 2023 and has held it in 15 quarters since.
  • NWAM LLC's SoFi Technologies position peaked at $1.67M in Q3 2025.
  • 555 funds tracked by Wall St. Rank held SoFi Technologies as of Q3 2026.

Based on NWAM LLC's 13F filing for Q3 2026, filed 9 Nov 2026.