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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
451
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$212K 0.02%
2,205
-65
-3% -$6.94K
ATVI
452
DELISTED
Activision Blizzard
ATVI
$212K 0.02%
2,850
-564
-17% -$44.2K
MSI icon
453
Motorola Solutions
MSI
$70.3B
$211K 0.02%
+940
New +$222K
ORLY icon
454
O'Reilly Automotive
ORLY
$75.1B
$210K 0.02%
4,485
-675
-13% -$31.5K
OXY icon
455
Occidental Petroleum
OXY
$54.6B
$209K 0.02%
+3,408
New +$218K
EELV icon
456
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
$208K 0.02%
9,923
+896
+10% +$20.6K
XLF icon
457
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$207K 0.02%
6,833
-56,406
-89% -$1.86M
DDOG icon
458
Datadog
DDOG
$89.7B
$206K 0.02%
2,321
+13
+0.6% +$1.31K
KMI icon
459
Kinder Morgan
KMI
$70.6B
$206K 0.02%
12,354
-1,523
-11% -$27.1K
IWY icon
460
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$205K 0.02%
1,715
-25
-1% -$3.36K
DBMF icon
461
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.03B
$204K 0.02%
+6,001
New +$194K
IDLV icon
462
Invesco S&P International Developed Low Volatility ETF
IDLV
$341M
$204K 0.02%
8,274
+590
+8% +$16.2K
PHO icon
463
Invesco Water Resources ETF
PHO
$1.98B
$203K 0.02%
+4,444
New +$222K
SPYV icon
464
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$203K 0.02%
5,871
-319
-5% -$12.1K
CI icon
465
Cigna
CI
$77B
$201K 0.02%
723
-242
-25% -$68.1K
VALE icon
466
Vale
VALE
$62.9B
$194K 0.02%
14,552
-565
-4% -$7.43K
ERC
467
Allspring Multi-Sector Income Fund
ERC
$254M
$169K 0.02%
19,628
-2,316
-11% -$22.6K
PLTR icon
468
Palantir
PLTR
$315B
$161K 0.02%
19,747
-1,235
-6% -$11K
ET icon
469
Energy Transfer Partners
ET
$68.5B
$155K 0.01%
14,089
+90
+0.6% +$1K
ZVIA icon
470
Zevia
ZVIA
$113M
$155K 0.01%
35,866
– –
SNAP icon
471
Snap
SNAP
$7.6B
$99K 0.01%
10,132
-1,162
-10% -$13.5K
LEO
472
BNY Mellon Strategic Municipals
LEO
$389M
$94K 0.01%
15,500
– –
CCL icon
473
Carnival Corporation Ltd
CCL
$37.1B
$72K 0.01%
10,305
-1,235
-11% -$12K
RIG icon
474
Transocean
RIG
$5.84B
$58K 0.01%
23,347
-1,700
-7% -$5.44K
NSL
475
DELISTED
NUVEEN SENIOR INCM FD
NSL
$57K 0.01%
12,100
– –
17 18
19
20 21

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.