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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.26B
AUM Growth
+$162M
Cap. Flow
+$80.8M
Cap. Flow %
6.38%
Top 10 Hldgs %
30.1%
Holding
539
New
46
Increased
268
Reduced
160
Closed
34

Top Buys

Rank Stock Value
1
NEUE
NeueHealth
NEUE
+$7.74M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.59M
3
MSFT icon
Microsoft
MSFT
+$4.26M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$4.15M
5
ANET icon
Arista Networks
ANET
+$4.02M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
2
PYPL icon
PayPal
PYPL
+$3.9M
3
SE icon
Sea Limited
SE
+$3.45M
4
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$2.89M
5
OIH icon
VanEck Oil Services ETF
OIH
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Healthcare 5.11%
3 Consumer Discretionary 4.5%
4 Financials 4.35%
5 Industrials 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITA icon
451
iShares US Aerospace & Defense ETF
ITA
$14.4B
$242K 0.02%
2,354
-27,702
-92% -$2.89M
RSPG icon
452
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$552M
$242K 0.02%
5,070
-26
-0.5% -$1.27K
WBD icon
453
Warner Bros
WBD
$63.4B
$241K 0.02%
10,232
-8,318
-45% -$207K
HZNP
454
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$240K 0.02%
2,231
+26
+1% +$2.84K
D icon
455
Dominion Energy
D
$61.8B
$239K 0.02%
3,048
+103
+3% +$7.75K
XYL icon
456
Xylem
XYL
$28.6B
$238K 0.02%
1,987
– –
CTVA icon
457
Corteva
CTVA
$58.6B
$236K 0.02%
4,996
-388
-7% -$17.7K
NULV icon
458
Nuveen ESG Large-Cap Value ETF
NULV
$2.17B
$236K 0.02%
6,083
+631
+12% +$24.6K
EWJ icon
459
iShares MSCI Japan ETF
EWJ
$21.7B
$235K 0.02%
+3,504
New +$239K
FDVV icon
460
Fidelity High Dividend ETF
FDVV
$10.1B
$235K 0.02%
5,831
+131
+2% +$5.13K
DUK icon
461
Duke Energy
DUK
$100B
$234K 0.02%
+2,230
New +$226K
NTRS icon
462
Northern Trust
NTRS
$22.4B
$233K 0.02%
+1,950
New +$234K
XYZ
463
Block Inc
XYZ
$48.4B
$232K 0.02%
1,438
+79
+6% +$17.1K
RIO icon
464
Rio Tinto
RIO
$150B
$231K 0.02%
3,450
-5,711
-62% -$370K
ADBE icon
465
Adobe
ADBE
$94.5B
$227K 0.02%
+401
New +$251K
ITW icon
466
Illinois Tool Works
ITW
$81.9B
$226K 0.02%
916
-523
-36% -$122K
VFH icon
467
Vanguard Financials ETF
VFH
$13.5B
$226K 0.02%
+2,337
New +$228K
XMMO icon
468
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
$226K 0.02%
+2,488
New +$225K
SLY
469
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$224K 0.02%
+2,254
New +$223K
APPN icon
470
Appian
APPN
$1.88B
$220K 0.02%
3,368
+38
+1% +$3.16K
FAD icon
471
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$564M
$220K 0.02%
+1,753
New +$218K
IFN
472
Aberdeen India Fund
IFN
$490M
$220K 0.02%
+10,422
New +$233K
IP icon
473
International Paper
IP
$22.5B
$217K 0.02%
4,610
-92
-2% -$4.54K
MNDY icon
474
monday.com
MNDY
$3.47B
$215K 0.02%
+698
New +$239K
MSI icon
475
Motorola Solutions
MSI
$70.3B
$215K 0.02%
+792
New +$199K
17 18
19
20 21

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NWAM LLC's Q4 2021 Portfolio in Review

As of Q4 2021, NWAM LLC held 539 positions worth $1.26B, up 15% from $1.1B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC deployed $80.8M of net new capital in Q4 2021, opening 46 new positions and adding to 268 existing holdings. Its largest new stake was NeueHealth: 16,774 shares worth $4.62M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $13.1M trimmed.

  • NWAM LLC's largest Q4 2021 buy was NeueHealth: 16,774 shares worth $4.62M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.59M increase.
  • NWAM LLC's biggest Q4 2021 reduction was Invesco QQQ Trust, cutting an estimated $13.1M.
  • NWAM LLC fully exited Quadratic Interest Rate Volatility and Inflation Hedge ETF in Q4 2021, selling an estimated $1.2M.
  • NWAM LLC's ten largest holdings make up 30% of its $1.26B portfolio in Q4 2021.
  • NWAM LLC opened 46 new positions and closed 34 in Q4 2021.
  • NWAM LLC's portfolio value rose 15% quarter-over-quarter to $1.26B.

Based on NWAM LLC's 13F filing for Q4 2021, filed 10 Feb 2022.